AdvisorCensus / Financial advisors / New York / New York / Samjo Management, LLC
Samjo Management, LLC
Filed as SAMJO MANAGEMENT, LLC
Samjo Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.
Quick answers
From the filingHow is Samjo Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Samjo Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.
What does Samjo Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 23, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Samjo Management, LLC located?
Samjo Management, LLC's principal office is in New York, NY, according to its Form ADV.
Is Samjo Management, LLC registered with the SEC or a state?
Samjo Management, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326808.
How much does Samjo Management, LLC manage?
Samjo Management, LLC reports $308,816,379 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).
How have Samjo Management, LLC's assets and staff changed since 2023?
In the Form ADV data for Samjo Management, LLC: Regulatory assets under management: $321,000,000 in the October 2023 data and $308,816,379 in the October 2026 data, down 4%. Total employees: 3 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Samjo Management, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (103); pension and profit sharing plans (but not the plan participants or government pension plans) (76); charitable organizations (6).
Does Samjo Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326808
What changed in Samjo Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $347,099,739 to $308,816,379 (-11%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.5% to 2% a year (a range, as the brochure states it)
The brochure's wording
SMA Clients are generally charged an annual management fee (payable quarterly) that ranges between 0.5% to 2.0%.
As stated in the firm's Form ADV Part 2A brochure dated March 23, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$308,816,379 as of October 2026, filing dated March 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $308,816,379 | 3 | March 23, 2026 |
| October 2025 | $347,099,739 | 3 | March 17, 2025 |
| October 2024 | $339,560,766 | 3 | March 27, 2024 |
| October 2023 | $321,000,000 | 3 | September 21, 2023 |
Regulatory assets under management: $321,000,000 in the October 2023 data and $308,816,379 in the October 2026 data, down 4%.
Total employees: 3 in October 2023 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $347,099,739 to $308,816,379 (-11%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Samjo Management, LLC (CRD 326808): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/samjo-management-llc-new-york-ny-326808