AdvisorCensus / Financial advisors / Florida / Miami / RWA Advisors
RWA Advisors is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.
Quick answers
From the filingHow is RWA Advisors compensated?
On its Form ADV (Item 5.E, October 2026), RWA Advisors reports these compensation arrangements: a percentage of assets under its management.
Where is RWA Advisors located?
RWA Advisors' principal office is in Boca Raton, FL, according to its Form ADV.
Is RWA Advisors registered with the SEC or a state?
RWA Advisors is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 150120.
How much does RWA Advisors manage?
RWA Advisors reports $199,120,135 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (34% discretionary).
How have RWA Advisors' assets and staff changed since 2022?
In the Form ADV data for RWA Advisors: Regulatory assets under management: $129,899,468 in the October 2022 data and $199,120,135 in the October 2026 data, up 53%. Total employees: 3 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does RWA Advisors serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (145); individuals (other than high net worth individuals) (68); pension and profit sharing plans (but not the plan participants or government pension plans) (8).
Which custodians does RWA Advisors use?
RWA Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does RWA Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150120
Does RWA Advisors state an account minimum?
Its Form ADV Part 2A brochure dated March 13, 2026 says: "If you decided to open an RWA account, we will require a minimum investment amount of $1,000,000 to open and maintain an account. At our discretion, we may waive this minimum account size."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
If you decided to open an RWA account, we will require a minimum investment amount of $1,000,000 to open and maintain an account. At our discretion, we may waive this minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated March 13, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$199,120,135 as of October 2026, filing dated March 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- RWA Advisors, LLC
- Also doing business as
- RUBIN WEALTH ADVISORS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 4. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $199,120,135 | 4 | March 13, 2026 |
| October 2025 | $190,741,606 | 3 | March 24, 2025 |
| October 2024 | $172,572,209 | 3 | May 20, 2024 |
| October 2023 | $103,112,212 | 3 | April 27, 2023 |
| October 2022 | $129,899,468 | 3 | May 18, 2022 |
Regulatory assets under management: $129,899,468 in the October 2022 data and $199,120,135 in the October 2026 data, up 53%.
Total employees: 3 in October 2022 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. RWA Advisors (CRD 150120): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rwa-advisors-boca-raton-fl-150120