AdvisorCensus / Financial advisors / Texas / Dallas / Rogers Wealth Group, Inc.
Rogers Wealth Group, Inc. is an SEC-registered investment advisory firm in Fort Worth, TX, registered since 1996, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.
Quick answers
From the filingHow is Rogers Wealth Group, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Rogers Wealth Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Rogers Wealth Group, Inc. located?
Rogers Wealth Group, Inc.'s principal office is in Fort Worth, TX, according to its Form ADV.
Is Rogers Wealth Group, Inc. registered with the SEC or a state?
Rogers Wealth Group, Inc. is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 107409.
How much does Rogers Wealth Group, Inc. manage?
Rogers Wealth Group, Inc. reports $1,038,059,532 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (97% discretionary).
How have Rogers Wealth Group, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Rogers Wealth Group, Inc.: Regulatory assets under management: $940,954,135 in the October 2021 data and $1,038,059,532 in the October 2026 data, up 10%. Total employees: 21 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Rogers Wealth Group, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (214); individuals (other than high net worth individuals) (197); corporations or other businesses not listed above (15).
Which custodians does Rogers Wealth Group, Inc. use?
Rogers Wealth Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Matrix Trust Company as custodians holding 10% or more of its separately managed account assets.
Does Rogers Wealth Group, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107409
Does Rogers Wealth Group, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 17, 2026 says: "RWG provides investment advice to the following types of client, generally requiring a minimum of $1,000,000 to establish an account. It is at our discretion to accept accounts with assets less than the minimum."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
RWG provides investment advice to the following types of client, generally requiring a minimum of $1,000,000 to establish an account. It is at our discretion to accept accounts with assets less than the minimum.
As stated in the firm's Form ADV Part 2A brochure dated March 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,038,059,532 as of October 2026, filing dated March 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1996 (30 years)
- Employees
- Total: 21. Performing investment advisory functions: 6.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,038,059,532 | 21 | March 17, 2026 |
| October 2025 | $960,836,725 | 21 | March 12, 2025 |
| October 2024 | $838,279,768 | 21 | March 25, 2024 |
| October 2023 | $876,332,193 | 23 | March 24, 2023 |
| October 2022 | $1,041,832,815 | 22 | March 22, 2022 |
| October 2021 | $940,954,135 | 21 | March 29, 2021 |
Regulatory assets under management: $940,954,135 in the October 2021 data and $1,038,059,532 in the October 2026 data, up 10%.
Total employees: 21 in October 2021 and 21 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rogers Wealth Group, Inc. (CRD 107409): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rogers-wealth-group-inc-fort-worth-tx-107409