AdvisorCensus / Financial advisors / Pennsylvania / Pittsburgh / Rodgers Brothers, Inc.
Rodgers Brothers, Inc. is an SEC-registered investment advisory firm in Harmony, PA, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 23, 2026.
Quick answers
From the filingHow is Rodgers Brothers, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Rodgers Brothers, Inc. reports these compensation arrangements: a percentage of assets under its management.
What does Rodgers Brothers, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 20, 2026 states: Up to $2,500,000: 1% a year; $2,500,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Rodgers Brothers, Inc. located?
Rodgers Brothers, Inc.'s principal office is in Harmony, PA, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Rodgers Brothers, Inc. registered with the SEC or a state?
Rodgers Brothers, Inc. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 16197.
How much does Rodgers Brothers, Inc. manage?
Rodgers Brothers, Inc. reports $1,037,507,673 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (100% discretionary).
How have Rodgers Brothers, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Rodgers Brothers, Inc.: Regulatory assets under management: $591,670,700 in the October 2021 data and $1,037,507,673 in the October 2026 data, up 75%. Total employees: 13 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Rodgers Brothers, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (267); high net worth individuals (228); charitable organizations (5).
Which custodians does Rodgers Brothers, Inc. use?
Rodgers Brothers, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.
Does Rodgers Brothers, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/16197
Does Rodgers Brothers, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 20, 2026 says: "The minimum amount to be managed is $1,000,000. Exceptions may be made at Rodgers Brothers' discretion."
What changed in Rodgers Brothers, Inc.'s recent Form ADV filings?
In the July 2026 filing data: Changed its office addresses in Doylestown, PA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,500,000 | 1% |
| $2,500,000 to $5,000,000 | 0.75% |
| Above $5,000,000 | 0.5% |
The brochure's wording
The basic annual schedule is: 1% of the first $2,500,000 undermanagement 4 [[page 5]] 0.75% in excess of $2,500,000 to $5,000,000 under management 0 .5% in excess of $5,000,000 undermanagement
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum amount to be managed is $1,000,000. Exceptions may be made at Rodgers Brothers' discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,037,507,673 as of October 2026, filing dated June 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2002 (24 years)
- Employees
- Total: 19. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the July 2026 filing
- States registered or notice-filed
-
16 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,037,507,673 | 19 | June 23, 2026 |
| October 2025 | $964,724,126 | 20 | March 25, 2025 |
| October 2024 | $835,873,570 | 14 | March 19, 2024 |
| October 2023 | $672,882,553 | 17 | March 28, 2023 |
| October 2022 | $717,280,673 | 14 | March 29, 2022 |
| October 2021 | $591,670,700 | 13 | August 31, 2021 |
Regulatory assets under management: $591,670,700 in the October 2021 data and $1,037,507,673 in the October 2026 data, up 75%.
Total employees: 13 in October 2021 and 19 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- July 2026
- Changed its office addresses in Doylestown, PA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rodgers Brothers, Inc. (CRD 16197): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rodgers-brothers-inc-harmony-pa-16197