AdvisorCensus / Financial advisors / New York / New York / Dominari IM LLC
Dominari IM LLC
Filed as DOMINARI IM LLC
Dominari IM LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 16, 2026.
Quick answers
From the filingHow is Dominari IM LLC compensated?
On its Form ADV (Item 5.E, October 2026), Dominari IM LLC reports these compensation arrangements: performance-based fees.
Where is Dominari IM LLC located?
Dominari IM LLC's principal office is in New York, NY, according to its Form ADV.
Is Dominari IM LLC registered with the SEC or a state?
Dominari IM LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 334275.
How much does Dominari IM LLC manage?
Dominari IM LLC reports $272,539,938 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary).
What types of clients does Dominari IM LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (22).
Does Dominari IM LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334275
Does Dominari IM LLC state an account minimum?
Its Form ADV Part 2A brochure dated June 30, 2026 says: "Investors in the Fund must meet a minimum initial investment requirement of twenty-five thousand dollars ($25,000). Dominari Manager may accept lower initial investments in its sole discretion."
What changed in Dominari IM LLC's recent Form ADV filings?
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $25,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Investors in the Fund must meet a minimum initial investment requirement of twenty-five thousand dollars ($25,000). Dominari Manager may accept lower initial investments in its sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated June 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$272,539,938 as of October 2026, filing dated September 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $272,539,938 | 3 | September 16, 2026 |
| October 2025 | Not reported | Not reported | June 13, 2025 |
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Updated its list of owners and control persons (Schedule A).
- July 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Dominari IM LLC (CRD 334275): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/dominari-im-llc-new-york-ny-334275