AdvisorCensus / Financial advisors / Texas / Austin / Retirement Plan Fiduciaries, LLC
Retirement Plan Fiduciaries, LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.
Quick answers
From the filingHow is Retirement Plan Fiduciaries, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Retirement Plan Fiduciaries, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Retirement Plan Fiduciaries, LLC located?
Retirement Plan Fiduciaries, LLC's principal office is in Austin, TX, according to its Form ADV.
Is Retirement Plan Fiduciaries, LLC registered with the SEC or a state?
Retirement Plan Fiduciaries, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 161137.
How much does Retirement Plan Fiduciaries, LLC manage?
Retirement Plan Fiduciaries, LLC reports $193,307,067 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).
How have Retirement Plan Fiduciaries, LLC's assets and staff changed since 2021?
In the Form ADV data for Retirement Plan Fiduciaries, LLC: Regulatory assets under management: $116,332,626 in the October 2021 data and $193,307,067 in the October 2026 data, up 66%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Retirement Plan Fiduciaries, LLC serve?
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (18); high net worth individuals (16); individuals (other than high net worth individuals) (15).
Which custodians does Retirement Plan Fiduciaries, LLC use?
Retirement Plan Fiduciaries, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists ADP Retirement Trust Services, Charles Schwab & Co., Inc., Empower Trust Co, LLC and Mid Atlantic Trust Company as custodians holding 10% or more of its separately managed account assets.
Does Retirement Plan Fiduciaries, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161137
Does Retirement Plan Fiduciaries, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 2, 2026 says: "The minimum preferred plan account size is $500,000."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $500,000
The brochure's wording
The minimum preferred plan account size is $500,000.
As stated in the firm's Form ADV Part 2A brochure dated March 2, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$193,307,067 as of October 2026, filing dated March 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Also doing business as
- RPF ADVISORS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (10 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $193,307,067 | 2 | March 2, 2026 |
| October 2025 | $179,281,650 | 2 | March 1, 2025 |
| October 2024 | $160,907,213 | 3 | March 25, 2024 |
| October 2023 | $142,528,017 | 3 | March 24, 2023 |
| October 2022 | $130,890,775 | 2 | March 2, 2022 |
| October 2021 | $116,332,626 | 3 | March 30, 2021 |
Regulatory assets under management: $116,332,626 in the October 2021 data and $193,307,067 in the October 2026 data, up 66%.
Total employees: 3 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Retirement Plan Fiduciaries, LLC (CRD 161137): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/retirement-plan-fiduciaries-llc-austin-tx-161137