AdvisorCensus / Financial advisors / Ohio / Resolute Wealth Advisor, Inc.
Resolute Wealth Advisor, Inc. is an SEC-registered investment advisory firm in Findlay, OH, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.
Quick answers
From the filingHow is Resolute Wealth Advisor, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Resolute Wealth Advisor, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Resolute Wealth Advisor, Inc. located?
Resolute Wealth Advisor, Inc.'s principal office is in Findlay, OH, according to its Form ADV.
Is Resolute Wealth Advisor, Inc. registered with the SEC or a state?
Resolute Wealth Advisor, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 290349.
How much does Resolute Wealth Advisor, Inc. manage?
Resolute Wealth Advisor, Inc. reports $293,754,297 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (73% discretionary).
How have Resolute Wealth Advisor, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Resolute Wealth Advisor, Inc.: Regulatory assets under management: $171,070,892 in the October 2021 data and $293,754,297 in the October 2026 data, up 72%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Resolute Wealth Advisor, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (442); individuals (other than high net worth individuals) (354); corporations or other businesses not listed above (13).
Which custodians does Resolute Wealth Advisor, Inc. use?
Resolute Wealth Advisor, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Resolute Wealth Advisor, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290349
Does Resolute Wealth Advisor, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 24, 2026 says: "We have a minimum initial account value of $500,000 for opening accounts. We may waive this minimum, at the firm’s discretion, on a client-by-client basis."
What changed in Resolute Wealth Advisor, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $258,423,654 to $293,754,297 (+14%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
We have a minimum initial account value of $500,000 for opening accounts. We may waive this minimum, at the firm’s discretion, on a client-by-client basis.
As stated in the firm's Form ADV Part 2A brochure dated March 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$293,754,297 as of October 2026, filing dated June 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2017 (8 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $293,754,297 | 4 | June 23, 2026 |
| October 2025 | $258,423,654 | 6 | March 21, 2025 |
| October 2024 | $199,674,818 | 6 | March 28, 2024 |
| October 2023 | $169,339,312 | 6 | May 4, 2023 |
| October 2022 | $189,786,416 | 5 | March 23, 2022 |
| October 2021 | $171,070,892 | 3 | May 14, 2021 |
Regulatory assets under management: $171,070,892 in the October 2021 data and $293,754,297 in the October 2026 data, up 72%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $258,423,654 to $293,754,297 (+14%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Resolute Wealth Advisor, Inc. (CRD 290349): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/resolute-wealth-advisor-inc-findlay-oh-290349