AdvisorCensus / Financial advisors / New York / New York / Ramirez Asset Management, Inc.
Ramirez Asset Management, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2008, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated December 18, 2025.
Quick answers
From the filingHow is Ramirez Asset Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Ramirez Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Ramirez Asset Management, Inc. located?
Ramirez Asset Management, Inc.'s principal office is in New York, NY, according to its Form ADV; the January 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Ramirez Asset Management, Inc. registered with the SEC or a state?
Ramirez Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 110637.
How much does Ramirez Asset Management, Inc. manage?
Ramirez Asset Management, Inc. reports $12,269,846,700 in regulatory assets under management in its Form ADV filing dated December 18, 2025 (100% discretionary).
How have Ramirez Asset Management, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Ramirez Asset Management, Inc.: Regulatory assets under management: $3,219,290,189 in the October 2021 data and $12,269,846,700 in the October 2026 data, up 281%. Total employees: 21 in October 2021 and 48 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Ramirez Asset Management, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (442); charitable organizations (73); corporations or other businesses not listed above (48).
Which custodians does Ramirez Asset Management, Inc. use?
Ramirez Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, Northern Trust, State Street and US Bank as custodians holding 10% or more of its separately managed account assets.
Does Ramirez Asset Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110637
What changed in Ramirez Asset Management, Inc.'s recent Form ADV filings?
In the January 2026 filing data: Employees performing advisory functions went from 19 to 21. Registered or notice-filed in LA, MN, NE. No longer registered or notice-filed in SD.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated December 18, 2025) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$12,269,846,700 as of October 2026, filing dated December 18, 2025.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2008 (18 years)
- Employees
- Total: 48. Performing investment advisory functions: 21.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the January 2026 filing
- States registered or notice-filed
-
27 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $12,269,846,700 | 48 | December 18, 2025 |
| October 2025 | $12,141,529,833 | 46 | May 27, 2025 |
| October 2024 | $9,132,439,761 | 41 | December 19, 2023 |
| October 2023 | $9,686,899,161 | 41 | August 25, 2023 |
| October 2022 | $4,744,194,741 | 23 | December 22, 2021 |
| October 2021 | $3,219,290,189 | 21 | December 23, 2020 |
Regulatory assets under management: $3,219,290,189 in the October 2021 data and $12,269,846,700 in the October 2026 data, up 281%.
Total employees: 21 in October 2021 and 48 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- January 2026
- Employees performing advisory functions went from 19 to 21.
- Registered or notice-filed in LA, MN, NE.
- No longer registered or notice-filed in SD.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Ramirez Asset Management, Inc. (CRD 110637): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ramirez-asset-management-inc-new-york-ny-110637