AdvisorCensus / Financial advisors / New York / New York / Grace & White, Inc
Grace & White, Inc
Filed as GRACE & WHITE, INC
Grace & White, Inc is an SEC-registered investment advisory firm in New York, NY, registered since 1977, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 8, 2026.
Quick answers
From the filingHow is Grace & White, Inc compensated?
On its Form ADV (Item 5.E, October 2026), Grace & White, Inc reports these compensation arrangements: a percentage of assets under its management.
What does Grace & White, Inc's brochure say about its fees?
Its Form ADV Part 2A brochure dated May 8, 2026 states: Up to $1,000,000: 1% a year; Above $1,000,000: 0.6% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Grace & White, Inc located?
Grace & White, Inc's principal office is in New York, NY, according to its Form ADV.
Is Grace & White, Inc registered with the SEC or a state?
Grace & White, Inc is an SEC-registered investment advisory firm, registered since 1977. Status as filed: Approved. CRD 110761.
How much does Grace & White, Inc manage?
Grace & White, Inc reports $964,199,268 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (100% discretionary).
How have Grace & White, Inc's assets and staff changed since 2021?
In the Form ADV data for Grace & White, Inc: Regulatory assets under management: $871,287,038 in the October 2021 data and $964,199,268 in the October 2026 data, up 11%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Grace & White, Inc serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (156); individuals (other than high net worth individuals) (22); pension and profit sharing plans (but not the plan participants or government pension plans) (5).
Which custodians does Grace & White, Inc use?
Grace & White, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ascent Private Capital Management of U.S. Bank, Butterfield Trust (bermuda) Limited and Tocqueville Securities L.P. as custodians holding 10% or more of its separately managed account assets.
Does Grace & White, Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110761
Does Grace & White, Inc state an account minimum?
Its Form ADV Part 2A brochure dated May 8, 2026 says: "Grace & White has a required minimum account size of $1 million; however this minimum may be waived."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| Above $1,000,000 | 0.6% |
The brochure's wording
1.00% of the first $1 million of assets under management .60% of the excess over $1 million of assets under management
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Grace & White has a required minimum account size of $1 million; however this minimum may be waived.
As stated in the firm's Form ADV Part 2A brochure dated May 8, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$964,199,268 as of October 2026, filing dated May 8, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1977 (49 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $964,199,268 | 5 | May 8, 2026 |
| October 2025 | $920,688,699 | 5 | May 8, 2025 |
| October 2024 | $948,347,832 | 5 | May 23, 2024 |
| October 2023 | $897,789,865 | 5 | May 16, 2023 |
| October 2022 | $899,952,865 | 5 | May 20, 2022 |
| October 2021 | $871,287,038 | 5 | May 19, 2021 |
Regulatory assets under management: $871,287,038 in the October 2021 data and $964,199,268 in the October 2026 data, up 11%.
Total employees: 5 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Grace & White, Inc (CRD 110761): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/grace-and-white-inc-new-york-ny-110761