AdvisorCensus / Financial advisors / Colorado / Pulliam Family Office, LLC
Pulliam Family Office, LLC is an SEC-registered investment advisory firm in Crested Butte, CO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 5, 2026.
Quick answers
From the filingHow is Pulliam Family Office, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Pulliam Family Office, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Pulliam Family Office, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated May 5, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Pulliam Family Office, LLC located?
Pulliam Family Office, LLC's principal office is in Crested Butte, CO, according to its Form ADV.
Is Pulliam Family Office, LLC registered with the SEC or a state?
Pulliam Family Office, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338839.
How much does Pulliam Family Office, LLC manage?
Pulliam Family Office, LLC reports $141,743,358 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (100% discretionary).
What types of clients does Pulliam Family Office, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (37).
Which custodians does Pulliam Family Office, LLC use?
Pulliam Family Office, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Pulliam Family Office, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338839
What changed in Pulliam Family Office, LLC's recent Form ADV filings?
In the May 2026 filing data: Registered or notice-filed in TX. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Our Firm offers investment management services for an annual fee based on the amount of assets under management. Our maximum annual fee is 1.5% and we do not have a required minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated May 5, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$141,743,358 as of October 2026, filing dated May 5, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 3. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- May 2026
- Registered or notice-filed in TX.
- Updated its list of owners and control persons (Schedule A).
- January 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pulliam Family Office, LLC (CRD 338839): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pulliam-family-office-llc-crested-butte-co-338839