AdvisorCensus / Financial advisors / Massachusetts / Prosperitea Planning
Prosperitea Planning
Filed as PROSPERITEA PLANNING · Legal name Tea & Taxes Company DBA Prosperitea Planning
Prosperitea Planning is an SEC-registered investment advisory firm in Greenfield, MA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 30, 2026.
Quick answers
From the filingHow is Prosperitea Planning compensated?
On its Form ADV (Item 5.E, October 2026), Prosperitea Planning reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); other.
Where is Prosperitea Planning located?
Prosperitea Planning's principal office is in Greenfield, MA, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Prosperitea Planning registered with the SEC or a state?
Prosperitea Planning is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 282041.
How much does Prosperitea Planning manage?
Prosperitea Planning reports $176,890,177 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (100% discretionary).
What types of clients does Prosperitea Planning serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (63); individuals (other than high net worth individuals) (58).
Which custodians does Prosperitea Planning use?
Prosperitea Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Prosperitea Planning report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282041
What changed in Prosperitea Planning's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $124,992,422 to $176,890,177 (+42%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Hourly charges
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated July 30, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$176,890,177 as of October 2026, filing dated July 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Tea & Taxes Company DBA Prosperitea Planning
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the August 2026 filing
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $124,992,422 to $176,890,177 (+42%).
- February 2026
- Registered or notice-filed in NH.
- January 2026
- Added an office in San Diego, CA.
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Prosperitea Planning (CRD 282041): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/prosperitea-planning-greenfield-ma-282041