AdvisorCensus / Financial advisors / South Carolina / Greenville / Professional Planning & Wealth
Professional Planning & Wealth
Filed as PROFESSIONAL PLANNING & WEALTH · Legal name Professional Planning & Wealth, LLC
Professional Planning & Wealth is an SEC-registered investment advisory firm in Greenville, SC, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.
Quick answers
From the filingHow is Professional Planning & Wealth compensated?
On its Form ADV (Item 5.E, October 2026), Professional Planning & Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Professional Planning & Wealth located?
Professional Planning & Wealth's principal office is in Greenville, SC, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Professional Planning & Wealth registered with the SEC or a state?
Professional Planning & Wealth is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 342089.
How much does Professional Planning & Wealth manage?
Professional Planning & Wealth reports $0 in regulatory assets under management in its Form ADV filing dated September 15, 2026.
Does Professional Planning & Wealth report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342089
What changed in Professional Planning & Wealth's recent Form ADV filings?
In the October 2026 filing data: Newly registered with the SEC. Added an office in Hendersonville, TN. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated September 15, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Professional Planning & Wealth, LLC
- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2026 (0 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2026 filing
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Newly registered with the SEC.
- Added an office in Hendersonville, TN.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Professional Planning & Wealth (CRD 342089): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/professional-planning-and-wealth-greenville-sc-342089