AdvisorCensus / Financial advisors / Texas / Dallas / Probity Advisors, Inc.
Probity Advisors, Inc. is an SEC-registered investment advisory firm in Dallas, TX, registered since 2002, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.
Quick answers
From the filingHow is Probity Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Probity Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Probity Advisors, Inc. charge?
Its Form ADV Part 2A brochure dated March 27, 2026 states: Hourly rate: $100 to $250 an hour (Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Probity Advisors, Inc. located?
Probity Advisors, Inc.'s principal office is in Dallas, TX, according to its Form ADV.
Is Probity Advisors, Inc. registered with the SEC or a state?
Probity Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 121849.
How much does Probity Advisors, Inc. manage?
Probity Advisors, Inc. reports $859,437,305 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).
How have Probity Advisors, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Probity Advisors, Inc.: Regulatory assets under management: $561,936,206 in the October 2021 data and $859,437,305 in the October 2026 data, up 53%. Total employees: 10 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Probity Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (391); high net worth individuals (152); pension and profit sharing plans (but not the plan participants or government pension plans) (14).
Which custodians does Probity Advisors, Inc. use?
Probity Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Probity Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121849
What changed in Probity Advisors, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $731,792,868 to $859,437,305 (+17%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Minimum annual fee: $100
The brochure's wording
Accounts are subject to a minimum annual fee of $100.
Hourly rate: $100 to $250 an hour (Financial Planning)
The brochure's wording
Our Financial Planning fees are calculated and charged on an hourly basis, ranging from $100 to $250 per hour.
As stated in the firm's Form ADV Part 2A brochure dated March 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$859,437,305 as of October 2026, filing dated March 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Also doing business as
- NESTING EASY
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2002 (23 years)
- Employees
- Total: 9. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
12 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $859,437,305 | 9 | March 27, 2026 |
| October 2025 | $731,792,868 | 9 | March 27, 2025 |
| October 2024 | $630,181,725 | 9 | May 16, 2024 |
| October 2023 | $587,396,474 | 8 | September 20, 2023 |
| October 2022 | $657,053,469 | 7 | March 17, 2022 |
| October 2021 | $561,936,206 | 10 | March 30, 2021 |
Regulatory assets under management: $561,936,206 in the October 2021 data and $859,437,305 in the October 2026 data, up 53%.
Total employees: 10 in October 2021 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $731,792,868 to $859,437,305 (+17%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Probity Advisors, Inc. (CRD 121849): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/probity-advisors-inc-dallas-tx-121849