AdvisorCensus / Financial advisors / California / San Francisco / Prelude Investment Services
Prelude Investment Services
Filed as PRELUDE INVESTMENT SERVICES · Legal name Prelude Investment Services LLC
Prelude Investment Services is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated April 24, 2026.
Quick answers
From the filingHow is Prelude Investment Services compensated?
On its Form ADV (Item 5.E, October 2026), Prelude Investment Services reports these compensation arrangements: a percentage of assets under its management.
Where is Prelude Investment Services located?
Prelude Investment Services' principal office is in San Francisco, CA, according to its Form ADV.
Is Prelude Investment Services registered with the SEC or a state?
Prelude Investment Services is an SEC-registered investment advisory firm, registered since 2025. Status as filed: 120-Day Approval. CRD 339161.
What types of clients does Prelude Investment Services serve?
By number of clients on Form ADV Item 5.D: other investment advisers (2).
Does Prelude Investment Services report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339161
Does Prelude Investment Services state an account minimum?
Its Form ADV Part 2A brochure dated March 27, 2026 says: "Prelude does not have investment minimums for Clients to engage the Firm."
What changed in Prelude Investment Services' recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 1 to 4.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
Prelude does not have investment minimums for Clients to engage the Firm.
As stated in the firm's Form ADV Part 2A brochure dated March 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Prelude Investment Services LLC
- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2025 (0 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 1 to 4.
- January 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Prelude Investment Services (CRD 339161): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/prelude-investment-services-san-francisco-ca-339161