AdvisorCensus / Financial advisors / Oregon / Portland / Portland Private Wealth Management, Inc.
Portland Private Wealth Management, Inc.
Filed as PORTLAND PRIVATE WEALTH MANAGEMENT, INC.
Portland Private Wealth Management, Inc. is an SEC-registered investment advisory firm in Portland, OR, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 4, 2026.
Quick answers
From the filingHow is Portland Private Wealth Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Portland Private Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.
Where is Portland Private Wealth Management, Inc. located?
Portland Private Wealth Management, Inc.'s principal office is in Portland, OR, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Portland Private Wealth Management, Inc. registered with the SEC or a state?
Portland Private Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 171321.
How much does Portland Private Wealth Management, Inc. manage?
Portland Private Wealth Management, Inc. reports $235,435,154 in regulatory assets under management in its Form ADV filing dated June 4, 2026 (97% discretionary).
How have Portland Private Wealth Management, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Portland Private Wealth Management, Inc.: Regulatory assets under management: $189,367,744 in the October 2021 data and $235,435,154 in the October 2026 data, up 24%. Total employees: 7 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Portland Private Wealth Management, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (379); high net worth individuals (60); pension and profit sharing plans (but not the plan participants or government pension plans) (11).
Which custodians does Portland Private Wealth Management, Inc. use?
Portland Private Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Portland Private Wealth Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171321
Does Portland Private Wealth Management, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated June 4, 2026 says: "We typically require a minimum account size of $500,000 to engage our advisory services. Client accounts may be aggregated to achieve the minimum account size and we may waive this requirement in our sole discretion."
What changed in Portland Private Wealth Management, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Changed its office addresses in Eugene, OR.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
We typically require a minimum account size of $500,000 to engage our advisory services. Client accounts may be aggregated to achieve the minimum account size and we may waive this requirement in our sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated June 4, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$235,435,154 as of October 2026, filing dated June 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Also doing business as
- PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA BEND PRIVATE WEALTH MANAGEMENT, PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA EUGENE PRIVATE WEALTH MANAGEMENT, PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA PPWM
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 5. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the July 2026 filing
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $235,435,154 | 5 | June 4, 2026 |
| October 2025 | $222,028,660 | 6 | February 12, 2025 |
| October 2024 | $200,236,134 | 6 | March 14, 2024 |
| October 2023 | $227,696,582 | 7 | March 24, 2023 |
| October 2022 | $247,009,995 | 8 | March 18, 2022 |
| October 2021 | $189,367,744 | 7 | February 22, 2021 |
Regulatory assets under management: $189,367,744 in the October 2021 data and $235,435,154 in the October 2026 data, up 24%.
Total employees: 7 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Changed its office addresses in Eugene, OR.
- January 2026
- No longer registered or notice-filed in FL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Portland Private Wealth Management, Inc. (CRD 171321): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/portland-private-wealth-management-inc-portland-or-171321