AdvisorCensus / Financial advisors / Ohio / Mansfield / Pinnacle Advisors
Pinnacle Advisors
Filed as PINNACLE ADVISORS · Legal name Pinnacle Wealth Planning Services, Inc.
Pinnacle Advisors is an SEC-registered investment advisory firm in Mansfield, OH, registered since 1996, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 27, 2026.
Quick answers
From the filingHow is Pinnacle Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Pinnacle Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Pinnacle Advisors charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $3,000 to $20,000 (Financial Planning fees for financial planning only clients). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Pinnacle Advisors located?
Pinnacle Advisors' principal office is in Mansfield, OH, according to its Form ADV; the August 2026 filing also lists 5 other offices (Schedule D, Section 1.F).
Is Pinnacle Advisors registered with the SEC or a state?
Pinnacle Advisors is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 106817.
How much does Pinnacle Advisors manage?
Pinnacle Advisors reports $2,136,474,646 in regulatory assets under management in its Form ADV filing dated July 27, 2026 (99% discretionary).
How have Pinnacle Advisors' assets and staff changed since 2021?
In the Form ADV data for Pinnacle Advisors: Regulatory assets under management: $1,503,924,367 in the October 2021 data and $2,136,474,646 in the October 2026 data, up 42%. Total employees: 24 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Pinnacle Advisors serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (587); high net worth individuals (477); pension and profit sharing plans (but not the plan participants or government pension plans) (11).
Which custodians does Pinnacle Advisors use?
Pinnacle Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Pinnacle Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106817
What changed in Pinnacle Advisors' recent Form ADV filings?
In the August 2026 filing data: Added an office in Bradenton, FL. No longer lists an office in Sarasota, FL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Flat fee: $3,000 to $20,000 (Financial Planning fees for financial planning only clients)
The brochure's wording
For financial planning only clients, Pinnacle's one-time Financial Planning fees range from $3,000 to $20,000, depending on the specific arrangement reached with the client.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$2,136,474,646 as of October 2026, filing dated July 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Pinnacle Wealth Planning Services, Inc.
- Also doing business as
- PINNACLE ADVISORS, PINNACLE FAMILY OFFICE, PINNACLE FIDUCIARY CONSULTING GROUP
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1996 (30 years)
- Employees
- Total: 35. Performing investment advisory functions: 19.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
5 other offices, as of the August 2026 filing
- States registered or notice-filed
-
18 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $2,136,474,646 | 35 | July 27, 2026 |
| October 2025 | $1,939,495,799 | 35 | July 8, 2025 |
| October 2024 | $1,728,525,085 | 30 | June 28, 2024 |
| October 2023 | $1,609,402,664 | 25 | March 27, 2023 |
| October 2022 | $1,991,858,302 | 24 | March 23, 2022 |
| October 2021 | $1,503,924,367 | 24 | May 7, 2021 |
Regulatory assets under management: $1,503,924,367 in the October 2021 data and $2,136,474,646 in the October 2026 data, up 42%.
Total employees: 24 in October 2021 and 35 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Added an office in Bradenton, FL.
- No longer lists an office in Sarasota, FL.
- July 2026
- Registered or notice-filed in PA.
- May 2026
- Registered or notice-filed in LA, MA.
- April 2026
- Regulatory assets under management went from $1,939,495,799 to $2,136,474,646 (+10%).
- Registered or notice-filed in KS.
- Updated its list of owners and control persons (Schedule A).
- January 2026
- No longer registered or notice-filed in LA.
- December 2025
- Registered or notice-filed in MI.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pinnacle Advisors (CRD 106817): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pinnacle-advisors-mansfield-oh-106817