AdvisorCensus / Financial advisors / Massachusetts / Boston / Perennial Advisors Group, LLC
Perennial Advisors Group, LLC is an SEC-registered investment advisory firm in Westford, MA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 29, 2026.
Quick answers
From the filingHow is Perennial Advisors Group, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Perennial Advisors Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Perennial Advisors Group, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 11, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Perennial Advisors Group, LLC located?
Perennial Advisors Group, LLC's principal office is in Westford, MA, according to its Form ADV.
Is Perennial Advisors Group, LLC registered with the SEC or a state?
Perennial Advisors Group, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 128600.
How much does Perennial Advisors Group, LLC manage?
Perennial Advisors Group, LLC reports $397,397,651 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (100% discretionary).
How have Perennial Advisors Group, LLC's assets and staff changed since 2021?
In the Form ADV data for Perennial Advisors Group, LLC: Regulatory assets under management: $268,925,325 in the October 2021 data and $397,397,651 in the October 2026 data, up 48%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Perennial Advisors Group, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (105); individuals (other than high net worth individuals) (86).
Which custodians does Perennial Advisors Group, LLC use?
Perennial Advisors Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Perennial Advisors Group, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128600
Does Perennial Advisors Group, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 11, 2026 says: "We require a minimum account under certain circumstances of $500,000 for investment advisory clients, although this may be reduced at our sole discretion."
What changed in Perennial Advisors Group, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $324,022,399 to $397,397,651 (+23%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Some clients are charged a percentage of assets under management, up to 1.50%.
Some legacy clients are charged a flat Wealth Management fee ranging up to $35,000 annually.
should the client engage us for stand-alone financial planning services, we charge a fixed fee of $5,000.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
We require a minimum account under certain circumstances of $500,000 for investment advisory clients, although this may be reduced at our sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 11, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$397,397,651 as of October 2026, filing dated July 29, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2004 (22 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $397,397,651 | 4 | July 29, 2026 |
| October 2025 | $324,022,399 | 4 | March 4, 2025 |
| October 2024 | $287,080,002 | 4 | July 23, 2024 |
| October 2023 | $261,220,453 | 4 | September 28, 2023 |
| October 2022 | $298,874,238 | 3 | September 13, 2022 |
| October 2021 | $268,925,325 | 3 | March 8, 2021 |
Regulatory assets under management: $268,925,325 in the October 2021 data and $397,397,651 in the October 2026 data, up 48%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $324,022,399 to $397,397,651 (+23%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Perennial Advisors Group, LLC (CRD 128600): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/perennial-advisors-group-llc-westford-ma-128600