AdvisorCensus / Financial advisors / Mississippi / Jackson / Peregrine Investment Advisors, LLC
Peregrine Investment Advisors, LLC is an SEC-registered investment advisory firm in Madison, MS, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.
Quick answers
From the filingHow is Peregrine Investment Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Peregrine Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.
How much does Peregrine Investment Advisors, LLC charge?
Its Form ADV Part 2A brochure dated February 1, 2026 states: Up to $500,000: 1% a year; $500,000 to $1,000,000: 0.9% a year; $1,000,000 to $2,000,000: 0.8% a year; $2,000,000 to $3,000,000: 0.7% a year; $3,000,000 to $4,000,000: 0.6% a year; Above $4,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Peregrine Investment Advisors, LLC located?
Peregrine Investment Advisors, LLC's principal office is in Madison, MS, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Peregrine Investment Advisors, LLC registered with the SEC or a state?
Peregrine Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 153081.
How much does Peregrine Investment Advisors, LLC manage?
Peregrine Investment Advisors, LLC reports $368,442,604 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary).
How have Peregrine Investment Advisors, LLC's assets and staff changed since 2021?
In the Form ADV data for Peregrine Investment Advisors, LLC: Regulatory assets under management: $307,733,682 in the October 2021 data and $368,442,604 in the October 2026 data, up 20%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Peregrine Investment Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (49); individuals (other than high net worth individuals) (37).
Which custodians does Peregrine Investment Advisors, LLC use?
Peregrine Investment Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Peregrine Investment Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153081
Does Peregrine Investment Advisors, LLC state an account minimum?
Its Form ADV Part 2A brochure dated February 1, 2026 says: "The Registrant generally requires a minimum asset level of $500,000 for investment advisory services." "Registrant, in its sole discretion, may charge a lesser investment management fee and/or waive or modify its minimum asset requirement based upon certain criteria"
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1% |
| $500,000 to $1,000,000 | 0.9% |
| $1,000,000 to $2,000,000 | 0.8% |
| $2,000,000 to $3,000,000 | 0.7% |
| $3,000,000 to $4,000,000 | 0.6% |
| Above $4,000,000 | 0.5% |
The brochure's wording
The Registrant’s annual investment advisory fee is negotiable and shall generally be based upon a percentage (%) of the market value of the assets placed under the Registrant’s management (between 0.50% and 1.00%), as follows:
Initial $500,000 1.00%
Next $500,000 0.90%
Next $1,000,000 0.80%
Next $1,000,000 0.70%
Next $1,000,000 0.60%
All additional amounts 0.50%
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The Registrant generally requires a minimum asset level of $500,000 for investment advisory services.
Registrant, in its sole discretion, may charge a lesser investment management fee and/or waive or modify its minimum asset requirement based upon certain criteria
As stated in the firm's Form ADV Part 2A brochure dated February 1, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$368,442,604 as of October 2026, filing dated February 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2010 (16 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the March 2026 filing
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $368,442,604 | 4 | February 3, 2026 |
| October 2025 | $343,597,882 | 4 | February 10, 2025 |
| October 2024 | $332,932,154 | 4 | March 1, 2024 |
| October 2023 | $292,000,959 | 4 | February 19, 2023 |
| October 2022 | $352,344,446 | 4 | August 4, 2022 |
| October 2021 | $307,733,682 | 4 | August 4, 2021 |
Regulatory assets under management: $307,733,682 in the October 2021 data and $368,442,604 in the October 2026 data, up 20%.
Total employees: 4 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Peregrine Investment Advisors, LLC (CRD 153081): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/peregrine-investment-advisors-llc-madison-ms-153081