AdvisorCensus / Financial advisors / Florida / Miami / Pelican Financial Planning and Wealth, PLLC
Pelican Financial Planning and Wealth, PLLC
Filed as PELICAN FINANCIAL PLANNING AND WEALTH, PLLC
Pelican Financial Planning and Wealth, PLLC is a state-registered investment advisory firm in Jupiter, FL, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.
Quick answers
From the filingHow is Pelican Financial Planning and Wealth, PLLC compensated?
On its Form ADV (Item 5.E, October 2026), Pelican Financial Planning and Wealth, PLLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Pelican Financial Planning and Wealth, PLLC located?
Pelican Financial Planning and Wealth, PLLC's principal office is in Jupiter, FL, according to its Form ADV.
Is Pelican Financial Planning and Wealth, PLLC registered with the SEC or a state?
Pelican Financial Planning and Wealth, PLLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 335198.
How much does Pelican Financial Planning and Wealth, PLLC manage?
Pelican Financial Planning and Wealth, PLLC reports $25,530,311 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (100% discretionary).
How have Pelican Financial Planning and Wealth, PLLC's assets and staff changed since 2025?
In the Form ADV data for Pelican Financial Planning and Wealth, PLLC: Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Pelican Financial Planning and Wealth, PLLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (14); high net worth individuals (8); pension and profit sharing plans (but not the plan participants or government pension plans) (1).
Does Pelican Financial Planning and Wealth, PLLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335198
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$25,530,311 as of October 2026, filing dated February 9, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (1 year)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $25,530,311 | 1 | February 9, 2026 |
| October 2025 | Not reported | 1 | July 30, 2025 |
Total employees: 1 in October 2025 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pelican Financial Planning and Wealth, PLLC (CRD 335198): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pelican-financial-planning-and-wealth-pllc-jupiter-fl-335198