AdvisorCensus / Financial advisors / Oregon / Portland / Pearl Wealth LLC
Pearl Wealth LLC is an SEC-registered investment advisory firm in Portland, OR, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 20, 2026.
Quick answers
From the filingHow is Pearl Wealth LLC compensated?
On its Form ADV (Item 5.E, October 2026), Pearl Wealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Pearl Wealth LLC charge?
Its Form ADV Part 2A brochure dated August 20, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.75% a year; $5,000,000 to $10,000,000: 0.5% a year; Above $10,000,000: see the brochure; Hourly rate: $350 an hour (Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Pearl Wealth LLC located?
Pearl Wealth LLC's principal office is in Portland, OR, according to its Form ADV.
Is Pearl Wealth LLC registered with the SEC or a state?
Pearl Wealth LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 299508.
How much does Pearl Wealth LLC manage?
Pearl Wealth LLC reports $156,345,588 in regulatory assets under management in its Form ADV filing dated August 20, 2026 (95% discretionary).
How have Pearl Wealth LLC's assets and staff changed since 2021?
In the Form ADV data for Pearl Wealth LLC: Regulatory assets under management: $104,060,875 in the October 2021 data and $156,345,588 in the October 2026 data, up 50%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Pearl Wealth LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (59); high net worth individuals (46); charitable organizations (11).
Which custodians does Pearl Wealth LLC use?
Pearl Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Pearl Wealth LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299508
Does Pearl Wealth LLC state an account minimum?
Its Form ADV Part 2A brochure dated August 20, 2026 says: "We do not have a minimum account size."
What changed in Pearl Wealth LLC's recent Form ADV filings?
In the September 2026 filing data: Employees performing advisory functions went from 2 to 1.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,000,000 | 1% |
| $2,000,000 to $5,000,000 | 0.75% |
| $5,000,000 to $10,000,000 | 0.5% |
| Above $10,000,000 | See the brochure |
The brochure's wording
Investment Management Fee Tiers Annual Percentage First, $0 - $2 million 1.00%, plus Then, $2 million - $5 million 0.75%, plus Then, $5 million - $10 million 0.50%, plus
Account minimum: None
The brochure's wording
We do not have a minimum account size.
Minimum annual fee: $3,500
The brochure's wording
There is a minimum wealth management fee of $3,500.
We charge a minimum annual fee of $3,500 to open and maintain an advisory account. At our discretion we may waive or negotiate a minimum fee.
Hourly rate: $350 an hour (Financial Planning)
The brochure's wording
Financial Planning fees will be charged on an hourly basis of $350 per hour.
As stated in the firm's Form ADV Part 2A brochure dated August 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$156,345,588 as of October 2026, filing dated August 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 3. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $156,345,588 | 3 | August 20, 2026 |
| October 2025 | $149,125,507 | 4 | March 12, 2025 |
| October 2024 | $133,702,051 | 3 | March 25, 2024 |
| October 2023 | $111,421,857 | 2 | March 30, 2023 |
| October 2022 | $132,296,565 | 2 | March 31, 2022 |
| October 2021 | $104,060,875 | 2 | April 1, 2021 |
Regulatory assets under management: $104,060,875 in the October 2021 data and $156,345,588 in the October 2026 data, up 50%.
Total employees: 2 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Employees performing advisory functions went from 2 to 1.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pearl Wealth LLC (CRD 299508): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pearl-wealth-llc-portland-or-299508