AdvisorCensus / Financial advisors / California / Los Angeles / Peak Financial Planning
Peak Financial Planning
Filed as PEAK FINANCIAL PLANNING · Legal name Peak Financial Planning, LLC
Peak Financial Planning is an SEC-registered investment advisory firm in Canoga Park, CA, registered since 2026, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 3, 2026.
Quick answers
From the filingHow is Peak Financial Planning compensated?
On its Form ADV (Item 5.E, October 2026), Peak Financial Planning reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does Peak Financial Planning charge?
Its Form ADV Part 2A brochure dated August 3, 2026 states: Subscription: $1,000 a month (Comprehensive Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Peak Financial Planning located?
Peak Financial Planning's principal office is in Canoga Park, CA, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F).
Is Peak Financial Planning registered with the SEC or a state?
Peak Financial Planning is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 317288.
How much does Peak Financial Planning manage?
Peak Financial Planning reports $93,000,000 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary).
What types of clients does Peak Financial Planning serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (37).
Which custodians does Peak Financial Planning use?
Peak Financial Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.
Does Peak Financial Planning report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317288
Does Peak Financial Planning state an account minimum?
Its Form ADV Part 2A brochure dated August 3, 2026 says: "We do not have a minimum account size requirement."
What changed in Peak Financial Planning's recent Form ADV filings?
In the August 2026 filing data: Employees performing advisory functions went from 4 to 7. Added an office in Jacksonville, FL. Added an office in Keystone Heights, FL. Added an office in Phoenix, AZ. Registered or notice-filed in AZ.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
We do not have a minimum account size requirement.
Subscription: $1,000 a month (Comprehensive Financial Planning)
The brochure's wording
The engagement is 4 months in duration and consists of an upfront charge of $5,000 and monthly fee that is paid in advance at the rate of $1,000 per month for a total of $9,000 .
As stated in the firm's Form ADV Part 2A brochure dated August 3, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$93,000,000 as of October 2026, filing dated August 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Peak Financial Planning, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 8. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
3 other offices, as of the September 2026 filing
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Employees performing advisory functions went from 4 to 7.
- Added an office in Jacksonville, FL.
- Added an office in Keystone Heights, FL.
- Added an office in Phoenix, AZ.
- Registered or notice-filed in AZ.
- June 2026
- Registered or notice-filed in UT.
- May 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Peak Financial Planning (CRD 317288): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/peak-financial-planning-canoga-park-ca-317288