AdvisorCensus / Financial advisors / Georgia / Atlanta / Peachcap Tax & Advisory, LLC
Peachcap Tax & Advisory, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.
Quick answers
From the filingHow is Peachcap Tax & Advisory, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Peachcap Tax & Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.
How much does Peachcap Tax & Advisory, LLC charge?
Its Form ADV Part 2A brochure dated February 17, 2026 states: Flat fee: $10,000 (broad based planning services); Hourly rate: $300 an hour (specific services…). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Peachcap Tax & Advisory, LLC located?
Peachcap Tax & Advisory, LLC's principal office is in Atlanta, GA, according to its Form ADV; the March 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Peachcap Tax & Advisory, LLC registered with the SEC or a state?
Peachcap Tax & Advisory, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 158729.
How much does Peachcap Tax & Advisory, LLC manage?
Peachcap Tax & Advisory, LLC reports $147,477,373 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary).
How have Peachcap Tax & Advisory, LLC's assets and staff changed since 2021?
In the Form ADV data for Peachcap Tax & Advisory, LLC: Regulatory assets under management: $102,922,124 in the October 2021 data and $147,477,373 in the October 2026 data, up 43%. Total employees: 11 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Peachcap Tax & Advisory, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (178); high net worth individuals (59); pension and profit sharing plans (but not the plan participants or government pension plans) (11).
Which custodians does Peachcap Tax & Advisory, LLC use?
Peachcap Tax & Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC and Hilltop Securities Inc. as custodians holding 10% or more of its separately managed account assets.
Does Peachcap Tax & Advisory, LLC report any disciplinary disclosures?
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158729
Does Peachcap Tax & Advisory, LLC state an account minimum?
Its Form ADV Part 2A brochure dated February 17, 2026 says: "PCTA does not require a minimum account size to establish an advisory relationship."
What changed in Peachcap Tax & Advisory, LLC's recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 5 to 4.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
PCTA does not require a minimum account size to establish an advisory relationship.
Flat fee: $10,000 (broad based planning services)
The brochure's wording
Fixed Fees: PCTA will charge a fixed fee of up to $10,000 , for broad based planning services.
Hourly rate: $300 an hour (specific services…)
The brochure's wording
Hourly Fees: PCTA charges an hourly fee of up to $300 for Clients who request specific services (such as a modular plan or hourly consulting services).
As stated in the firm's Form ADV Part 2A brochure dated February 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$147,477,373 as of October 2026, filing dated February 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (10 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the March 2026 filing
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 113 Reports 3 disclosure items on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.C(2) Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4) Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5) Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $147,477,373 | 4 | February 17, 2026 |
| October 2025 | $148,611,560 | 5 | March 11, 2025 |
| October 2024 | $115,773,888 | 11 | July 16, 2024 |
| October 2023 | $94,594,453 | 13 | February 21, 2023 |
| October 2022 | $122,427,960 | 12 | September 29, 2022 |
| October 2021 | $102,922,124 | 11 | July 12, 2021 |
Regulatory assets under management: $102,922,124 in the October 2021 data and $147,477,373 in the October 2026 data, up 43%.
Total employees: 11 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 5 to 4.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Peachcap Tax & Advisory, LLC (CRD 158729): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/peachcap-tax-and-advisory-llc-atlanta-ga-158729