AdvisorCensus / Financial advisors / California / Fresno / Pathways Advisory Group, Inc.
Pathways Advisory Group, Inc. is an SEC-registered investment advisory firm in Fresno, CA, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.
Quick answers
From the filingHow is Pathways Advisory Group, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Pathways Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.
What does Pathways Advisory Group, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated April 22, 2026 states: Up to $500,000: 1.5% a year; $500,000 to $1,000,000: 0.75% a year; $1,000,000 to $3,000,000: 0.5% a year; Above $3,000,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Pathways Advisory Group, Inc. located?
Pathways Advisory Group, Inc.'s principal office is in Fresno, CA, according to its Form ADV.
Is Pathways Advisory Group, Inc. registered with the SEC or a state?
Pathways Advisory Group, Inc. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 143817.
How much does Pathways Advisory Group, Inc. manage?
Pathways Advisory Group, Inc. reports $388,476,260 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (0% discretionary).
How have Pathways Advisory Group, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Pathways Advisory Group, Inc.: Regulatory assets under management: $203,173,711 in the October 2021 data and $388,476,260 in the October 2026 data, up 91%. Total employees: 9 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Pathways Advisory Group, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (99); individuals (other than high net worth individuals) (87).
Which custodians does Pathways Advisory Group, Inc. use?
Pathways Advisory Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Pathways Advisory Group, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143817
What changed in Pathways Advisory Group, Inc.'s recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in WA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1.5% |
| $500,000 to $1,000,000 | 0.75% |
| $1,000,000 to $3,000,000 | 0.5% |
| Above $3,000,000 | 0.25% |
The brochure's wording
Fees for the Financial Consulting Service are computed as a percentage of the assets based on the market value of the investment portfolio (annual rate).
First $500,000 1.50 % Portion between $500,000 - $1,000,000 0.75 % Portion between $1,000,000 - $3,000,000 0.50 % Portion above $3,000,000 0.25 %
As stated in the firm's Form ADV Part 2A brochure dated April 22, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$388,476,260 as of October 2026, filing dated September 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2007 (19 years)
- Employees
- Total: 10. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $388,476,260 | 10 | September 24, 2026 |
| October 2025 | $275,690,147 | 9 | June 10, 2025 |
| October 2024 | $258,446,499 | 10 | March 1, 2024 |
| October 2023 | $224,591,269 | 10 | September 28, 2023 |
| October 2022 | $246,273,482 | 10 | September 16, 2022 |
| October 2021 | $203,173,711 | 9 | June 24, 2021 |
Regulatory assets under management: $203,173,711 in the October 2021 data and $388,476,260 in the October 2026 data, up 91%.
Total employees: 9 in October 2021 and 10 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in WA.
- May 2026
- Employees performing advisory functions went from 4 to 5.
- March 2026
- Regulatory assets under management went from $275,690,147 to $388,476,260 (+41%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pathways Advisory Group, Inc. (CRD 143817): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pathways-advisory-group-inc-fresno-ca-143817