AdvisorCensus / Financial advisors / Nevada / Palisade Investments, LLC
Palisade Investments, LLC is an SEC-registered investment advisory firm in Zephyr Cove, NV, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.
Quick answers
From the filingHow is Palisade Investments, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Palisade Investments, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Palisade Investments, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 0.1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Palisade Investments, LLC located?
Palisade Investments, LLC's principal office is in Zephyr Cove, NV, according to its Form ADV; the August 2026 filing also lists 3 other offices (Schedule D, Section 1.F).
Is Palisade Investments, LLC registered with the SEC or a state?
Palisade Investments, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 124776.
How much does Palisade Investments, LLC manage?
Palisade Investments, LLC reports $652,721,964 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (50% discretionary).
How have Palisade Investments, LLC's assets and staff changed since 2021?
In the Form ADV data for Palisade Investments, LLC: Regulatory assets under management: $370,334,884 in the October 2021 data and $652,721,964 in the October 2026 data, up 76%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Palisade Investments, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (442); high net worth individuals (136); pension and profit sharing plans (but not the plan participants or government pension plans) (80).
Which custodians does Palisade Investments, LLC use?
Palisade Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ascensus, Inc., Broadridge Matrix Trust Co, Inc., Charles Schwab & Co, Fidelity Trust Company and Reliance Trust Company as custodians holding 10% or more of its separately managed account assets.
Does Palisade Investments, LLC report any disciplinary disclosures?
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124776
What changed in Palisade Investments, LLC's recent Form ADV filings?
In the August 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 2 (now no: 11.D(4)).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.1% to 2% a year (a range, as the brochure states it)
The brochure's wording
All Palisade Investments, LLC fees are negotiable and can typically range from 0.10% to 2.0% per annum if based on a percentage of assets or can be a fixed fee arrangement based on services provided and assets managed or a combination of the two.
As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$652,721,964 as of October 2026, filing dated July 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Also doing business as
- PALISADE INVESTMENTS, PALISADE INVESTMENTS LAS VEGAS, PALISADE INVESTMENTS PACIFIC NORTHWEST, LLC, PALISADE INVESTMENTS ROCKY MOUNTAIN REGION, PALISADE INVESTMENTS, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 8. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
3 other offices, as of the August 2026 filing
- States registered or notice-filed
-
11 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 111 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $652,721,964 | 8 | July 16, 2026 |
| October 2025 | $512,987,448 | 7 | March 31, 2025 |
| October 2024 | $464,596,426 | 7 | March 29, 2024 |
| October 2023 | $393,519,104 | 5 | April 5, 2023 |
| October 2022 | $421,006,069 | 5 | March 31, 2022 |
| October 2021 | $370,334,884 | 6 | March 31, 2021 |
Regulatory assets under management: $370,334,884 in the October 2021 data and $652,721,964 in the October 2026 data, up 76%.
Total employees: 6 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 2 (now no: 11.D(4)).
- April 2026
- Its Item 11 disclosure answers changed.
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $512,987,448 to $652,721,964 (+27%).
- Registered or notice-filed in AZ, ID, OR, VA.
- January 2026
- Employees performing advisory functions went from 5 to 6.
- Added an office in Reno, NV.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Palisade Investments, LLC (CRD 124776): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/palisade-investments-llc-zephyr-cove-nv-124776