AdvisorCensus / Financial advisors / Florida / Miami / Ossia IM
Ossia IM
Filed as OSSIA IM · Legal name Ossia Investment Management LLC
Ossia IM is a state-registered investment advisory firm in Miami, FL, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.
Quick answers
From the filingHow is Ossia IM compensated?
On its Form ADV (Item 5.E, October 2026), Ossia IM reports these compensation arrangements: a percentage of assets under its management; other.
Where is Ossia IM located?
Ossia IM's principal office is in Miami, FL, according to its Form ADV.
Is Ossia IM registered with the SEC or a state?
Ossia IM is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329936.
How much does Ossia IM manage?
Ossia IM reports $98,507,279 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (0% discretionary).
How have Ossia IM's assets and staff changed since 2024?
In the Form ADV data for Ossia IM: Regulatory assets under management: $52,000,000 in the October 2024 data and $98,507,279 in the October 2026 data, up 89%. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Ossia IM serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (6).
Does Ossia IM report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329936
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$98,507,279 as of October 2026, filing dated March 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Ossia Investment Management LLC
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2024 (1 year)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $98,507,279 | 1 | March 27, 2026 |
| October 2024 | $52,000,000 | 1 | September 25, 2024 |
Regulatory assets under management: $52,000,000 in the October 2024 data and $98,507,279 in the October 2026 data, up 89%.
Total employees: 1 in October 2024 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Ossia IM (CRD 329936): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ossia-im-miami-fl-329936