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N.L.C. LLC

Boca Raton, FLSEC-registered investment adviserCRD 330231
SEC record (IAPD)

N.L.C. LLC is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 9, 2026.

0 years
registered since 2026
$286,066,300
assets under management
2 arrangements
Fixed fees, Performance-based
None
disclosure items (Item 11)

Quick answers

From the filing

How is N.L.C. LLC compensated?

On its Form ADV (Item 5.E, October 2026), N.L.C. LLC reports these compensation arrangements: fixed fees (other than subscription fees); performance-based fees.

Where is N.L.C. LLC located?

N.L.C. LLC's principal office is in Boca Raton, FL, according to its Form ADV.

Is N.L.C. LLC registered with the SEC or a state?

N.L.C. LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 330231.

How much does N.L.C. LLC manage?

N.L.C. LLC reports $286,066,300 in regulatory assets under management in its Form ADV filing dated August 9, 2026 (100% discretionary).

What types of clients does N.L.C. LLC serve?

By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (15).

Does N.L.C. LLC report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330231

What changed in N.L.C. LLC's recent Form ADV filings?

In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • Fixed fees (other than subscription fees)
  • Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Fees and minimums

Form ADV Part 2A

The brochure lists different fees for different services or strategies. See the firm's brochure (dated June 29, 2026) for its fees and any account minimum, on the SEC's IAPD site.

Regulatory assets under management

Item 5.F
$286,066,300

$286,066,300 as of October 2026, filing dated August 9, 2026.

Discretionary: $286,066,300.Non-discretionary: $0.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Pooled investment vehicles (other than investment companies and business development companies)
Clients 15 Assets $286,066,300 (100%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Portfolio management for pooled investment vehicles (other than investment companies)

Registration and firm details

Items 1, 2, 5
Registration
SEC-registered investment adviser. Status as filed: Approved.
Registered since
2026 (0 years)
Employees
Total: 2. Performing investment advisory functions: 2.
Wrap fee program participation
No.
States registered or notice-filed
1 state or jurisdiction
FL

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months
  1. July 2026
    • Updated its list of owners and control persons (Schedule A).
  2. April 2026
    • Changed its legal name from N.L.C LLC to N.L.C. LLC.
  3. December 2025
    • Began filing reports as an exempt reporting adviser.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

Not reported.

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. N.L.C. LLC (CRD 330231): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/n-l-c-llc-boca-raton-fl-330231