AdvisorCensus / Financial advisors / Colorado / Orographic Financial Advisors
Orographic Financial Advisors
Filed as OROGRAPHIC FINANCIAL ADVISORS · Legal name Orographic Financial Advisors, LLC
Orographic Financial Advisors is an SEC-registered investment advisory firm in Avon, CO, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.
Quick answers
From the filingHow is Orographic Financial Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Orographic Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Orographic Financial Advisors located?
Orographic Financial Advisors' principal office is in Avon, CO, according to its Form ADV.
Is Orographic Financial Advisors registered with the SEC or a state?
Orographic Financial Advisors is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323980.
How much does Orographic Financial Advisors manage?
Orographic Financial Advisors reports $207,665,765 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).
How have Orographic Financial Advisors' assets and staff changed since 2023?
In the Form ADV data for Orographic Financial Advisors: Regulatory assets under management: $143,032,914 in the October 2023 data and $207,665,765 in the October 2026 data, up 45%. Total employees: 3 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Orographic Financial Advisors serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (62); high net worth individuals (49).
Which custodians does Orographic Financial Advisors use?
Orographic Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Orographic Financial Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323980
What changed in Orographic Financial Advisors' recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $170,436,300 to $207,665,765 (+22%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AMinimum annual fee: $2,500
The brochure's wording
Our standard annual Advisory Fee is 1.00% with a minimum annual Advisory Fee of $ 2,500.
However, we have some clients on a lower fee schedule or waived minimum fee based on the individual client circumstances, familial relationships, complexity of relationship, existing client, etc.
As stated in the firm's Form ADV Part 2A brochure dated March 3, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$207,665,765 as of October 2026, filing dated March 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Orographic Financial Advisors, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (3 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $207,665,765 | 3 | March 3, 2026 |
| October 2025 | $170,436,300 | 3 | March 13, 2025 |
| October 2024 | $150,938,994 | 3 | June 28, 2024 |
| October 2023 | $143,032,914 | 3 | March 6, 2023 |
Regulatory assets under management: $143,032,914 in the October 2023 data and $207,665,765 in the October 2026 data, up 45%.
Total employees: 3 in October 2023 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $170,436,300 to $207,665,765 (+22%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Orographic Financial Advisors (CRD 323980): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/orographic-financial-advisors-avon-co-323980