AdvisorCensus / Financial advisors / Tennessee / Nashville / Optivise Advisory Services LLC
Optivise Advisory Services LLC is an SEC-registered investment advisory firm in Franklin, TN, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.
Quick answers
From the filingHow is Optivise Advisory Services LLC compensated?
On its Form ADV (Item 5.E, October 2026), Optivise Advisory Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).
Where is Optivise Advisory Services LLC located?
Optivise Advisory Services LLC's principal office is in Franklin, TN, according to its Form ADV; the August 2026 filing also lists 16 other offices (Schedule D, Section 1.F).
Is Optivise Advisory Services LLC registered with the SEC or a state?
Optivise Advisory Services LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301764.
How much does Optivise Advisory Services LLC manage?
Optivise Advisory Services LLC reports $287,936,257 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary).
How have Optivise Advisory Services LLC's assets and staff changed since 2021?
In the Form ADV data for Optivise Advisory Services LLC: Regulatory assets under management: $186,810,768 in the October 2021 data and $287,936,257 in the October 2026 data, up 54%. Total employees: 28 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Optivise Advisory Services LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,180); high net worth individuals (47); corporations or other businesses not listed above (6).
Which custodians does Optivise Advisory Services LLC use?
Optivise Advisory Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Optivise Advisory Services LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301764
What changed in Optivise Advisory Services LLC's recent Form ADV filings?
In the August 2026 filing data: Registered or notice-filed in WA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated March 27, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$287,936,257 as of October 2026, filing dated July 14, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Also doing business as
- 401K WEALTH MANAGEMENT, ANCHOR WEALTH, BOTH HANDS FINANCIAL GROUP, KEVIN MOSS FINANCIAL MANAGEMENT, LS WEALTH MANAGEMENT, PINNACLE WEALTH MANAGEMENT, SB FINANCIAL GROUP, SHIELD FINANCIAL GROUP, THE CLOQUETTE GROUP, WALLIN, HARGIS, & COLQUETTE, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (7 years)
- Employees
- Total: 25. Performing investment advisory functions: 22.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
16 other offices, as of the August 2026 filing
- States registered or notice-filed
-
23 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $287,936,257 | 25 | July 14, 2026 |
| October 2025 | $267,384,088 | 25 | May 28, 2025 |
| October 2024 | $254,523,042 | 23 | March 26, 2024 |
| October 2023 | $234,504,876 | 20 | April 24, 2023 |
| October 2022 | $258,846,649 | 24 | February 11, 2022 |
| October 2021 | $186,810,768 | 28 | August 16, 2021 |
Regulatory assets under management: $186,810,768 in the October 2021 data and $287,936,257 in the October 2026 data, up 54%.
Total employees: 28 in October 2021 and 25 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Registered or notice-filed in WA.
- April 2026
- Added the business name Anchor Wealth.
- Added the business name SB Financial Group.
- Added the business name Both Hands Financial Group.
- Added the business name Pinnacle Wealth Management.
- Added the business name Wallin, Hargis, & Colquette, LLC.
- Changed its office addresses in Appleton, WI.
- Added an office in Brentwood, TN.
- Added an office in Fairview, TN.
- Added an office in Pine Island, MN.
- No longer lists an office in Bryan, OH.
- No longer lists an office in Definance, OH.
- No longer lists an office in Signal Hill, CA.
- No longer lists an office in Sparta, TN.
- Registered or notice-filed in KY, SC, VA.
- March 2026
- Registered or notice-filed in MN.
- January 2026
- Registered or notice-filed in MO.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Optivise Advisory Services LLC (CRD 301764): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/optivise-advisory-services-llc-franklin-tn-301764