AdvisorCensus / Financial advisors / Arkansas / Fort Smith / October Wealth Advisors, Inc
October Wealth Advisors, Inc is an SEC-registered investment advisory firm in Fort Smith, AR, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.
Quick answers
From the filingHow is October Wealth Advisors, Inc compensated?
On its Form ADV (Item 5.E, October 2026), October Wealth Advisors, Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does October Wealth Advisors, Inc's brochure say about its fees?
Its Form ADV Part 2A brochure dated February 11, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is October Wealth Advisors, Inc located?
October Wealth Advisors, Inc's principal office is in Fort Smith, AR, according to its Form ADV.
Is October Wealth Advisors, Inc registered with the SEC or a state?
October Wealth Advisors, Inc is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 153993.
How much does October Wealth Advisors, Inc manage?
October Wealth Advisors, Inc reports $141,641,267 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (92% discretionary).
How have October Wealth Advisors, Inc's assets and staff changed since 2022?
In the Form ADV data for October Wealth Advisors, Inc: Regulatory assets under management: $125,297,657 in the October 2022 data and $141,641,267 in the October 2026 data, up 13%. Total employees: 3 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does October Wealth Advisors, Inc serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (137); high net worth individuals (23).
Which custodians does October Wealth Advisors, Inc use?
October Wealth Advisors, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does October Wealth Advisors, Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153993
What changed in October Wealth Advisors, Inc's recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in CO.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $3,000,000 | 0.75% |
| Above $3,000,000 | 0.5% |
The brochure's wording
The annual fee schedule, based on a percentage of assets under management, is as follows: First $1,000,000 1.00% Next $2,000,000 0.75% Balance above $3,000,000 0.50%
As stated in the firm's Form ADV Part 2A brochure dated February 11, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$141,641,267 as of October 2026, filing dated September 22, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $141,641,267 | 2 | September 22, 2026 |
| October 2025 | $130,743,699 | 3 | March 4, 2025 |
| October 2024 | $112,474,433 | 3 | August 29, 2024 |
| October 2023 | $109,063,675 | 3 | August 7, 2023 |
| October 2022 | $125,297,657 | 3 | April 12, 2022 |
Regulatory assets under management: $125,297,657 in the October 2022 data and $141,641,267 in the October 2026 data, up 13%.
Total employees: 3 in October 2022 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in CO.
- December 2025
- Registered or notice-filed in LA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. October Wealth Advisors, Inc (CRD 153993): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/october-wealth-advisors-inc-fort-smith-ar-153993