AdvisorCensus / Financial advisors / Oregon / Portland / North Forty Two & Co.
North Forty Two & Co. is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.
Quick answers
From the filingHow is North Forty Two & Co. compensated?
On its Form ADV (Item 5.E, October 2026), North Forty Two & Co. reports these compensation arrangements: a percentage of assets under its management.
How much does North Forty Two & Co. charge?
Its Form ADV Part 2A brochure dated March 20, 2026 states: Up to $999,999: 0.95% a year; $1,000,000 to $1,999,999: 0.85% a year; $2,000,000 to $4,999,999: 0.75% a year; $5,000,000 to $9,999,999: 0.65% a year; Above $9,999,999: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is North Forty Two & Co. located?
North Forty Two & Co.'s principal office is in Lake Oswego, OR, according to its Form ADV.
Is North Forty Two & Co. registered with the SEC or a state?
North Forty Two & Co. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 148417.
How much does North Forty Two & Co. manage?
North Forty Two & Co. reports $167,919,555 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).
How have North Forty Two & Co.'s assets and staff changed since 2021?
In the Form ADV data for North Forty Two & Co.: Regulatory assets under management: $119,528,316 in the October 2021 data and $167,919,555 in the October 2026 data, up 40%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does North Forty Two & Co. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (44); individuals (other than high net worth individuals) (30).
Which custodians does North Forty Two & Co. use?
North Forty Two & Co.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does North Forty Two & Co. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148417
Does North Forty Two & Co. state an account minimum?
Its Form ADV Part 2A brochure dated March 20, 2026 says: "We typically require minimum account size of $250,000 to commence an investment supervisory services relationship."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $999,999 | 0.95% |
| $1,000,000 to $1,999,999 | 0.85% |
| $2,000,000 to $4,999,999 | 0.75% |
| $5,000,000 to $9,999,999 | 0.65% |
| Above $9,999,999 | See the brochure |
The brochure's wording
Our fees for investment supervisory services are charged as a percentage of the client’s assets under management in accordance with the below fee schedule.
$0 - $999,999 0.95% per year $1,000,000 - $1,999,999 0.85% per year (beginning with first dollar) $2,000,000 - $4,999,999 0.75% per year (beginning with first dollar) $5,000,000 - $9,999,999 0.65% per year (beginning with first dollar) $10,000,000+ Negotiable
Account minimum: $250,000
The brochure's wording
We typically require minimum account size of $250,000 to commence an investment supervisory services relationship.
Minimum annual fee: None
The brochure's wording
We do not have any minimum annual fee requirements.
As stated in the firm's Form ADV Part 2A brochure dated March 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$167,919,555 as of October 2026, filing dated March 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $167,919,555 | 2 | March 20, 2026 |
| October 2025 | $159,674,470 | 2 | February 26, 2025 |
| October 2024 | $142,828,052 | 2 | September 10, 2024 |
| October 2023 | $128,917,293 | 2 | September 28, 2023 |
| October 2022 | $130,656,250 | 2 | March 28, 2022 |
| October 2021 | $119,528,316 | 2 | August 2, 2021 |
Regulatory assets under management: $119,528,316 in the October 2021 data and $167,919,555 in the October 2026 data, up 40%.
Total employees: 2 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. North Forty Two & Co. (CRD 148417): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/north-forty-two-and-co-lake-oswego-or-148417