AdvisorCensus / Financial advisors / California / San Francisco / North Berkeley Wealth Management, LLC
North Berkeley Wealth Management, LLC
Filed as NORTH BERKELEY WEALTH MANAGEMENT, LLC
North Berkeley Wealth Management, LLC is an SEC-registered investment advisory firm in Berkeley, CA, registered since 2005, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 19, 2026.
Quick answers
From the filingHow is North Berkeley Wealth Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), North Berkeley Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does North Berkeley Wealth Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 19, 2026 states: Up to $3,000,000: 1% a year; $3,000,000 to $5,000,000: 0.75% a year; $5,000,000 to $10,000,000: 0.5% a year; Above $10,000,000: 0.35% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is North Berkeley Wealth Management, LLC located?
North Berkeley Wealth Management, LLC's principal office is in Berkeley, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is North Berkeley Wealth Management, LLC registered with the SEC or a state?
North Berkeley Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 136431.
How much does North Berkeley Wealth Management, LLC manage?
North Berkeley Wealth Management, LLC reports $829,754,046 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (97% discretionary).
How have North Berkeley Wealth Management, LLC's assets and staff changed since 2021?
In the Form ADV data for North Berkeley Wealth Management, LLC: Regulatory assets under management: $485,480,045 in the October 2021 data and $829,754,046 in the October 2026 data, up 71%. Total employees: 13 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does North Berkeley Wealth Management, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (220); individuals (other than high net worth individuals) (181); charitable organizations (7).
Which custodians does North Berkeley Wealth Management, LLC use?
North Berkeley Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.
Does North Berkeley Wealth Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136431
What changed in North Berkeley Wealth Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 8 to 11. Regulatory assets under management went from $710,619,518 to $829,754,046 (+17%). Added an office in Olympia, WA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $3,000,000 | 1% |
| $3,000,000 to $5,000,000 | 0.75% |
| $5,000,000 to $10,000,000 | 0.5% |
| Above $10,000,000 | 0.35% |
The brochure's wording
Assets Under Management Quarterly Rate Annual Rate Up to $3 million 0.25% 1.00% $3 -$5 million 0.1875% 0.75% $5 - $10 million 0.125% 0.50% Over $10 million 0.0875% 0.35%
As stated in the firm's Form ADV Part 2A brochure dated March 19, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$829,754,046 as of October 2026, filing dated March 19, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2005 (21 years)
- Employees
- Total: 16. Performing investment advisory functions: 11.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $829,754,046 | 16 | March 19, 2026 |
| October 2025 | $710,619,518 | 16 | July 14, 2025 |
| October 2024 | $613,126,684 | 15 | September 17, 2024 |
| October 2023 | $507,726,243 | 15 | March 20, 2023 |
| October 2022 | $576,254,762 | 15 | March 10, 2022 |
| October 2021 | $485,480,045 | 13 | March 30, 2021 |
Regulatory assets under management: $485,480,045 in the October 2021 data and $829,754,046 in the October 2026 data, up 71%.
Total employees: 13 in October 2021 and 16 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 8 to 11.
- Regulatory assets under management went from $710,619,518 to $829,754,046 (+17%).
- Added an office in Olympia, WA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. North Berkeley Wealth Management, LLC (CRD 136431): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/north-berkeley-wealth-management-llc-berkeley-ca-136431