AdvisorCensus / Financial advisors / NGP Financial Planning, LLC
NGP Financial Planning, LLC is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.
Quick answers
From the filingHow is NGP Financial Planning, LLC compensated?
On its Form ADV (Item 5.E, October 2026), NGP Financial Planning, LLC reports these compensation arrangements: a percentage of assets under its management.
How much does NGP Financial Planning, LLC charge?
Its Form ADV Part 2A brochure dated August 21, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $7,000,000: 0.5% a year; Above $7,000,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is NGP Financial Planning, LLC registered with the SEC or a state?
NGP Financial Planning, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 310443.
How much does NGP Financial Planning, LLC manage?
NGP Financial Planning, LLC reports $124,720,607 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary).
How have NGP Financial Planning, LLC's assets and staff changed since 2025?
In the Form ADV data for NGP Financial Planning, LLC: Regulatory assets under management: $104,612,769 in the October 2025 data and $124,720,607 in the October 2026 data, up 19%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does NGP Financial Planning, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (30).
Which custodians does NGP Financial Planning, LLC use?
NGP Financial Planning, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does NGP Financial Planning, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310443
Does NGP Financial Planning, LLC state an account minimum?
Its Form ADV Part 2A brochure dated August 21, 2026 says: "We do not have a minimum account size and as noted earlier the minimum fees can be waived or negotiated at our total discretion."
What changed in NGP Financial Planning, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $104,612,769 to $124,720,607 (+19%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,000,000 | 1% |
| $2,000,000 to $7,000,000 | 0.5% |
| Above $7,000,000 | 0.25% |
The brochure's wording
The standard fee schedule is as follows: The fee is calculated monthly and in arrears by multiplying the total AUM from the end of the previous month by 1/12th of the Annual Advisory Fee rate.
First $2,000,000 1.00%
Next $5,000,000 0.50%
Over $7,000,000 0.25%
Account minimum: None (the brochure says it may be waived or negotiated)
The brochure's wording
We do not have a minimum account size and as noted earlier the minimum fees can be waived or negotiated at our total discretion.
As stated in the firm's Form ADV Part 2A brochure dated August 21, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$124,720,607 as of October 2026, filing dated September 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $124,720,607 | 1 | September 10, 2026 |
| October 2025 | $104,612,769 | 1 | March 14, 2025 |
Regulatory assets under management: $104,612,769 in the October 2025 data and $124,720,607 in the October 2026 data, up 19%.
Total employees: 1 in October 2025 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $104,612,769 to $124,720,607 (+19%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. NGP Financial Planning, LLC (CRD 310443): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ngp-financial-planning-llc-310443