AdvisorCensus / Financial advisors / Georgia / Atlanta / Newcorp Wealth Management
Newcorp Wealth Management
Filed as NEWCORP WEALTH MANAGEMENT · Legal name Newcorp Financial Services, Inc.
Newcorp Wealth Management is an SEC-registered investment advisory firm in Alpharetta, GA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.
Quick answers
From the filingHow is Newcorp Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), Newcorp Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Newcorp Wealth Management located?
Newcorp Wealth Management's principal office is in Alpharetta, GA, according to its Form ADV.
Is Newcorp Wealth Management registered with the SEC or a state?
Newcorp Wealth Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 297125.
How much does Newcorp Wealth Management manage?
Newcorp Wealth Management reports $177,083,838 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (80% discretionary).
How have Newcorp Wealth Management's assets and staff changed since 2025?
In the Form ADV data for Newcorp Wealth Management: Regulatory assets under management: $143,397,809 in the October 2025 data and $177,083,838 in the October 2026 data, up 23%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Newcorp Wealth Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (147); high net worth individuals (43); pension and profit sharing plans (but not the plan participants or government pension plans) (15).
Which custodians does Newcorp Wealth Management use?
Newcorp Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Newcorp Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297125
Does Newcorp Wealth Management state an account minimum?
Its Form ADV Part 2A brochure dated February 9, 2026 says: "NWM offers investment advisory services to individuals and corporations. There is no minimum account size to open and maintain an advisory account."
What changed in Newcorp Wealth Management's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $143,397,809 to $177,083,838 (+23%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
NWM offers investment advisory services to individuals and corporations. There is no minimum account size to open and maintain an advisory account.
As stated in the firm's Form ADV Part 2A brochure dated February 9, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$177,083,838 as of October 2026, filing dated September 14, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Newcorp Financial Services, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $177,083,838 | 3 | September 14, 2026 |
| October 2025 | $143,397,809 | 3 | March 4, 2025 |
Regulatory assets under management: $143,397,809 in the October 2025 data and $177,083,838 in the October 2026 data, up 23%.
Total employees: 3 in October 2025 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $143,397,809 to $177,083,838 (+23%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Newcorp Wealth Management (CRD 297125): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/newcorp-wealth-management-alpharetta-ga-297125