AdvisorCensus / Financial advisors / New York / New York / New Horizons Wealth Management
New Horizons Wealth Management
Filed as NEW HORIZONS WEALTH MANAGEMENT · Legal name NHWM LLC
New Horizons Wealth Management is an SEC-registered investment advisory firm in Cedar Knolls, NJ, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 10, 2026.
Quick answers
From the filingHow is New Horizons Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), New Horizons Wealth Management reports these compensation arrangements: a percentage of assets under its management.
What does New Horizons Wealth Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated August 10, 2026 states: Up to $250,000: 2% a year; $250,001 to $500,000: 1.55% a year; $500,001 to $2,000,000: 1.15% a year; Above $2,000,001: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is New Horizons Wealth Management located?
New Horizons Wealth Management's principal office is in Cedar Knolls, NJ, according to its Form ADV.
Is New Horizons Wealth Management registered with the SEC or a state?
New Horizons Wealth Management is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328155.
How much does New Horizons Wealth Management manage?
New Horizons Wealth Management reports $203,265,394 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (100% discretionary).
How have New Horizons Wealth Management's assets and staff changed since 2024?
In the Form ADV data for New Horizons Wealth Management: Regulatory assets under management: $151,103,805 in the October 2024 data and $203,265,394 in the October 2026 data, up 35%. Total employees: 10 in October 2024 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does New Horizons Wealth Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (193); high net worth individuals (35).
Which custodians does New Horizons Wealth Management use?
New Horizons Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does New Horizons Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328155
Does New Horizons Wealth Management state an account minimum?
Its Form ADV Part 2A brochure dated August 10, 2026 says: "We provide financial planning and portfolio management services to middle class individuals and families, high net-worth individuals and families, multi-generational clients, and corporations or other businesses. We do not have a minimum account size requirement."
What changed in New Horizons Wealth Management's recent Form ADV filings?
In the January 2026 filing data: No longer registered or notice-filed in WA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $250,000 | 2% |
| $250,001 to $500,000 | 1.55% |
| $500,001 to $2,000,000 | 1.15% |
| Above $2,000,001 | 0.75% |
The brochure's wording
Our standard advisory fee is based on the average daily balance of the assets under management and is calculated as follows: Account Value Annual Advisory Fee $0 - $250,000 2.00% $250,001 - $500,000 1.55% $500,001 - $2,000,000 1.15% $2,000,001 and Above 0.75%
Account minimum: None
The brochure's wording
We provide financial planning and portfolio management services to middle class individuals and families, high net-worth individuals and families, multi-generational clients, and corporations or other businesses. We do not have a minimum account size requirement.
As stated in the firm's Form ADV Part 2A brochure dated August 10, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$203,265,394 as of October 2026, filing dated August 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- NHWM LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (2 years)
- Employees
- Total: 9. Performing investment advisory functions: 4.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $203,265,394 | 9 | August 10, 2026 |
| October 2025 | $187,121,015 | 10 | July 3, 2025 |
| October 2024 | $151,103,805 | 10 | July 15, 2024 |
Regulatory assets under management: $151,103,805 in the October 2024 data and $203,265,394 in the October 2026 data, up 35%.
Total employees: 10 in October 2024 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- January 2026
- No longer registered or notice-filed in WA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. New Horizons Wealth Management (CRD 328155): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/new-horizons-wealth-management-cedar-knolls-nj-328155