AdvisorCensus / Financial advisors / NEU Wealth Group
NEU Wealth Group is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.
Quick answers
From the filingHow is NEU Wealth Group compensated?
On its Form ADV (Item 5.E, October 2026), NEU Wealth Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does NEU Wealth Group charge?
Its Form ADV Part 2A brochure dated March 17, 2026 states: Flat fee: $1,000 to $3,000 (Retirement Plan Consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is NEU Wealth Group registered with the SEC or a state?
NEU Wealth Group is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 316673.
How much does NEU Wealth Group manage?
NEU Wealth Group reports $291,796,694 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).
What types of clients does NEU Wealth Group serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (39); pension and profit sharing plans (but not the plan participants or government pension plans) (8).
Which custodians does NEU Wealth Group use?
NEU Wealth Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does NEU Wealth Group report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316673
What changed in NEU Wealth Group's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $205,530,267 to $291,796,694 (+42%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Flat fee: $1,000 to $3,000 (Retirement Plan Consulting)
The brochure's wording
Services are billed on a flat fee basis or a fee based on the percentage of Plan assets under management. ... Flat fees range from $1,000 to $3,000.
As stated in the firm's Form ADV Part 2A brochure dated March 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$291,796,694 as of October 2026, filing dated March 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- JMN Financial, LLC
- Also doing business as
- NEU WEALTH GROUP
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $205,530,267 to $291,796,694 (+42%).
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. NEU Wealth Group (CRD 316673): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/neu-wealth-group-316673