AdvisorCensus / Financial advisors / California / San Diego / Nectarine
Nectarine is an SEC-registered investment advisory firm in San Diego, CA, registered since 2023, with no regulatory assets under management reported in its Form ADV filing dated August 3, 2026.
Quick answers
From the filingHow is Nectarine compensated?
On its Form ADV (Item 5.E, October 2026), Nectarine reports these compensation arrangements: fixed fees (other than subscription fees).
Where is Nectarine located?
Nectarine's principal office is in San Diego, CA, according to its Form ADV; the September 2026 filing also lists 4 other offices (Schedule D, Section 1.F).
Is Nectarine registered with the SEC or a state?
Nectarine is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327155.
How have Nectarine's assets and staff changed since 2023?
In the Form ADV data for Nectarine: Total employees: 3 in October 2023 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Nectarine serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,601); high net worth individuals (609).
Does Nectarine report any disciplinary disclosures?
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327155
Does Nectarine state an account minimum?
Its Form ADV Part 2A brochure dated July 24, 2026 says: "We do not require a minimum account value to receive our services."
What changed in Nectarine's recent Form ADV filings?
In the September 2026 filing data: Employees performing advisory functions went from 29 to 28.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
We do not require a minimum account value to receive our services.
As stated in the firm's Form ADV Part 2A brochure dated July 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Nectarine Financial, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 29. Performing investment advisory functions: 28.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
4 other offices, as of the September 2026 filing
- States registered or notice-filed
-
51 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 113 Reports 3 disclosure items on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.D(1) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 29 | August 3, 2026 |
| October 2025 | Not reported | 25 | July 28, 2025 |
| October 2024 | Not reported | 21 | July 9, 2024 |
| October 2023 | Not reported | 3 | July 21, 2023 |
Total employees: 3 in October 2023 and 29 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Employees performing advisory functions went from 29 to 28.
- June 2026
- Employees performing advisory functions went from 30 to 29.
- May 2026
- Employees performing advisory functions went from 31 to 30.
- April 2026
- Employees performing advisory functions went from 28 to 31.
- Added an office in Thompsons Station, TN.
- March 2026
- Employees performing advisory functions went from 23 to 28.
- Registered or notice-filed in AK, AL, AR, HI, IA, ID, IN, ME, MS, MT, ND, NM, NV, RI, SD, VI, VT, WV, WY.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Nectarine (CRD 327155): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/nectarine-san-diego-ca-327155