AdvisorCensus / Financial advisors / Florida / Naples / Naples Global Advisors
Naples Global Advisors
Filed as NAPLES GLOBAL ADVISORS · Legal name Naples Global Advisors LLC
Naples Global Advisors is an SEC-registered investment advisory firm in Naples, FL, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 18, 2026.
Quick answers
From the filingHow is Naples Global Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Naples Global Advisors reports these compensation arrangements: a percentage of assets under its management.
Where is Naples Global Advisors located?
Naples Global Advisors' principal office is in Naples, FL, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Naples Global Advisors registered with the SEC or a state?
Naples Global Advisors is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158544.
How much does Naples Global Advisors manage?
Naples Global Advisors reports $1,996,829,577 in regulatory assets under management in its Form ADV filing dated May 18, 2026 (98% discretionary).
How have Naples Global Advisors' assets and staff changed since 2021?
In the Form ADV data for Naples Global Advisors: Regulatory assets under management: $901,351,045 in the October 2021 data and $1,996,829,577 in the October 2026 data, up 122%. Total employees: 15 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Naples Global Advisors serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (252); individuals (other than high net worth individuals) (34); charitable organizations (13).
Which custodians does Naples Global Advisors use?
Naples Global Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Naples Global Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158544
Does Naples Global Advisors state an account minimum?
Its Form ADV Part 2A brochure dated May 18, 2026 says: "The targeted relationship minimum valuation is investable assets of $1 million. Family or related accounts may be bundled together to attain the stated relationship minimum." "There may be exceptions to this guideline when there is the future opportunity to reach the threshold, when the minimum annual advisory fee is met, or when an alternative agreement is reached with the client."
What changed in Naples Global Advisors' recent Form ADV filings?
In the June 2026 filing data: Registered or notice-filed in CA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The targeted relationship minimum valuation is investable assets of $1 million. Family or related accounts may be bundled together to attain the stated relationship minimum.
There may be exceptions to this guideline when there is the future opportunity to reach the threshold, when the minimum annual advisory fee is met, or when an alternative agreement is reached with the client.
As stated in the firm's Form ADV Part 2A brochure dated May 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,996,829,577 as of October 2026, filing dated May 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Naples Global Advisors LLC
- Also doing business as
- VERO BEACH GLOBAL ADVISORS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2011 (15 years)
- Employees
- Total: 20. Performing investment advisory functions: 11.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the June 2026 filing
- States registered or notice-filed
-
13 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,996,829,577 | 20 | May 18, 2026 |
| October 2025 | $1,654,697,768 | 18 | March 27, 2025 |
| October 2024 | $1,472,058,453 | 18 | March 29, 2024 |
| October 2023 | $1,240,372,969 | 15 | March 23, 2023 |
| October 2022 | $1,322,761,381 | 14 | September 16, 2022 |
| October 2021 | $901,351,045 | 15 | May 25, 2021 |
Regulatory assets under management: $901,351,045 in the October 2021 data and $1,996,829,577 in the October 2026 data, up 122%.
Total employees: 15 in October 2021 and 20 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Registered or notice-filed in CA.
- April 2026
- Employees performing advisory functions went from 10 to 11.
- Regulatory assets under management went from $1,654,697,768 to $1,996,829,577 (+21%).
- Registered or notice-filed in CO, NJ.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Naples Global Advisors (CRD 158544): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/naples-global-advisors-naples-fl-158544