AdvisorCensus / Financial advisors / Texas / Austin / Modern Financial Planning
Modern Financial Planning
Filed as MODERN FINANCIAL PLANNING · Legal name Modern Financial Planning, LLC
Modern Financial Planning is an SEC-registered investment advisory firm in Georgetown, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.
Quick answers
From the filingHow is Modern Financial Planning compensated?
On its Form ADV (Item 5.E, October 2026), Modern Financial Planning reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Modern Financial Planning located?
Modern Financial Planning's principal office is in Georgetown, TX, according to its Form ADV.
Is Modern Financial Planning registered with the SEC or a state?
Modern Financial Planning is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 297193.
How much does Modern Financial Planning manage?
Modern Financial Planning reports $116,000,000 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).
What types of clients does Modern Financial Planning serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (49); individuals (other than high net worth individuals) (23).
Which custodians does Modern Financial Planning use?
Modern Financial Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Modern Financial Planning report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297193
Does Modern Financial Planning state an account minimum?
Its Form ADV Part 2A brochure dated March 16, 2026 says: "We do not require a minimum amount of investable assets to receive our services."
What changed in Modern Financial Planning's recent Form ADV filings?
In the January 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
We do not require a minimum amount of investable assets to receive our services.
As stated in the firm's Form ADV Part 2A brochure dated March 16, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$116,000,000 as of October 2026, filing dated March 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Modern Financial Planning, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- January 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Modern Financial Planning (CRD 297193): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/modern-financial-planning-georgetown-tx-297193