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Mendoza Private Wealth
Filed as MENDOZA PRIVATE WEALTH · Legal name Mendoza Private Wealth Inc.
Mendoza Private Wealth is an SEC-registered investment advisory firm in North Miami, FL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.
Quick answers
From the filingHow is Mendoza Private Wealth compensated?
On its Form ADV (Item 5.E, October 2026), Mendoza Private Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Mendoza Private Wealth's brochure say about its fees?
Its Form ADV Part 2A brochure dated August 7, 2026 states: Up to $500,000: 1.5% a year; $500,001 to $2,000,000: 1.2% a year; $2,000,001 to $3,000,000: 1.1% a year; $3,000,001 to $5,000,000: 1% a year; $5,000,001 to $10,000,000: 0.9% a year; $10,000,001 to $20,000,000: 0.8% a year; Above $20,000,001: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Mendoza Private Wealth located?
Mendoza Private Wealth's principal office is in North Miami, FL, according to its Form ADV.
Is Mendoza Private Wealth registered with the SEC or a state?
Mendoza Private Wealth is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 329126.
How much does Mendoza Private Wealth manage?
Mendoza Private Wealth reports $101,369,000 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (93% discretionary).
What types of clients does Mendoza Private Wealth serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (35); individuals (other than high net worth individuals) (18).
Which custodians does Mendoza Private Wealth use?
Mendoza Private Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Mendoza Private Wealth report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329126
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1.5% |
| $500,001 to $2,000,000 | 1.2% |
| $2,000,001 to $3,000,000 | 1.1% |
| $3,000,001 to $5,000,000 | 1% |
| $5,000,001 to $10,000,000 | 0.9% |
| $10,000,001 to $20,000,000 | 0.8% |
| Above $20,000,001 | 0.7% |
The brochure's wording
Assets Under Management Annual Fee Less than $500,000 1.50% $500,001 - $2,000,000 1.20% $2,000,001 - $3,000,000 1.10% $3,000,001 - $5,000,000 1.00% $5,000,001 - $10,000,000 0.90% $10,000,001 - $20,000,000 0.80% Over $20,000,000 0.70%
As stated in the firm's Form ADV Part 2A brochure dated August 7, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$101,369,000 as of October 2026, filing dated September 22, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Mendoza Private Wealth Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Mendoza Private Wealth (CRD 329126): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/mendoza-private-wealth-north-miami-fl-329126