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Mediate Financial Investment Advisory Services, LLC
Filed as MEDIATE FINANCIAL INVESTMENT ADVISORY SERVICES, LLC
Mediate Financial Investment Advisory Services, LLC is an SEC-registered investment advisory firm in Canfield, OH, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 11, 2026.
Quick answers
From the filingHow is Mediate Financial Investment Advisory Services, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Mediate Financial Investment Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Mediate Financial Investment Advisory Services, LLC charge?
Its Form ADV Part 2A brochure dated August 11, 2026 states: Asset-based fee: 1.45% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Mediate Financial Investment Advisory Services, LLC located?
Mediate Financial Investment Advisory Services, LLC's principal office is in Canfield, OH, according to its Form ADV.
Is Mediate Financial Investment Advisory Services, LLC registered with the SEC or a state?
Mediate Financial Investment Advisory Services, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 158134.
How much does Mediate Financial Investment Advisory Services, LLC manage?
Mediate Financial Investment Advisory Services, LLC reports $106,407,368 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (100% discretionary).
What types of clients does Mediate Financial Investment Advisory Services, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (309); high net worth individuals (45).
Which custodians does Mediate Financial Investment Advisory Services, LLC use?
Mediate Financial Investment Advisory Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Mediate Financial Investment Advisory Services, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158134
Does Mediate Financial Investment Advisory Services, LLC state an account minimum?
Its Form ADV Part 2A brochure dated August 11, 2026 says: "The firm’s services are offered to individuals, pensions and profit sharing plans, corporations and other businesses entities. We do not require a minimum balance."
What changed in Mediate Financial Investment Advisory Services, LLC's recent Form ADV filings?
In the September 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1.45% of assets a year
The brochure's wording
The firm charges an annual management fee based on a percentage of assets under management in the client’s account as reported by its custodian. Our annual fee is 1.45% and is negotiable at our discretion.
Account minimum: None
The brochure's wording
The firm’s services are offered to individuals, pensions and profit sharing plans, corporations and other businesses entities. We do not require a minimum balance.
As stated in the firm's Form ADV Part 2A brochure dated August 11, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$106,407,368 as of October 2026, filing dated August 11, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Also doing business as
- MEDIATE FINANCIAL SERVICES, INC.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- September 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Mediate Financial Investment Advisory Services, LLC (CRD 158134): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/mediate-financial-investment-advisory-services-llc-canfield-oh-158134