AdvisorCensus / Financial advisors / Colorado / Denver / Maxq Asset Management LLC
Maxq Asset Management LLC is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.
Quick answers
From the filingHow is Maxq Asset Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Maxq Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Maxq Asset Management LLC located?
Maxq Asset Management LLC's principal office is in Greenwood Village, CO, according to its Form ADV.
Is Maxq Asset Management LLC registered with the SEC or a state?
Maxq Asset Management LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336560.
How much does Maxq Asset Management LLC manage?
Maxq Asset Management LLC reports $407,749,700 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).
How have Maxq Asset Management LLC's assets and staff changed since 2025?
In the Form ADV data for Maxq Asset Management LLC: Regulatory assets under management: $0 in the October 2025 data and $407,749,700 in the October 2026 data. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Maxq Asset Management LLC serve?
By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (1).
Which custodians does Maxq Asset Management LLC use?
Maxq Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Principal Custody Solutions as a custodian holding 10% or more of its separately managed account assets.
Does Maxq Asset Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336560
What changed in Maxq Asset Management LLC's recent Form ADV filings?
In the April 2026 filing data: Registered or notice-filed in CO.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 16, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$407,749,700 as of October 2026, filing dated March 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $407,749,700 | 1 | March 16, 2026 |
| October 2025 | $0 | 1 | June 5, 2025 |
Regulatory assets under management: $0 in the October 2025 data and $407,749,700 in the October 2026 data.
Total employees: 1 in October 2025 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Registered or notice-filed in CO.
- December 2025
- Regulatory assets under management went from $0 to $400,000,000.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Maxq Asset Management LLC (CRD 336560): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/maxq-asset-management-llc-greenwood-village-co-336560