AdvisorCensus / Financial advisors / Colorado / Denver / ASK Dolly
ASK Dolly is an SEC-registered investment advisory firm in Denver, CO, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is ASK Dolly compensated?
On its Form ADV (Item 5.E, October 2026), ASK Dolly reports these compensation arrangements: subscription fees (for a newsletter or periodical).
Where is ASK Dolly located?
ASK Dolly's principal office is in Denver, CO, according to its Form ADV.
Is ASK Dolly registered with the SEC or a state?
ASK Dolly is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337843.
What types of clients does ASK Dolly serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (877).
Does ASK Dolly report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337843
Does ASK Dolly state an account minimum?
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Ask Dolly does not require any minimum level of assets to obtain a subscription, and clients are free to share as much or as little personal information with Ask Dolly as they prefer."
What changed in ASK Dolly's recent Form ADV filings?
In the April 2026 filing data: Registered or notice-filed in AZ, CA, CT, DC, FL, GA, HI, IL, IN, LA, MA, MD, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, WA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Subscription fees (for a newsletter or periodical)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
Ask Dolly does not require any minimum level of assets to obtain a subscription, and clients are free to share as much or as little personal information with Ask Dolly as they prefer.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Educational seminars/workshops
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- ASK Dolly, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
30 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Registered or notice-filed in AZ, CA, CT, DC, FL, GA, HI, IL, IN, LA, MA, MD, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, WA.
- January 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. ASK Dolly (CRD 337843): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ask-dolly-denver-co-337843