AdvisorCensus / Financial advisors / Maine / Portland / Maiden Cove Capital
Maiden Cove Capital
Filed as MAIDEN COVE CAPITAL · Legal name Maiden Cove Capital, LLC
Maiden Cove Capital is an SEC-registered investment advisory firm in Yarmouth, ME, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.
Quick answers
From the filingHow is Maiden Cove Capital compensated?
On its Form ADV (Item 5.E, October 2026), Maiden Cove Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Maiden Cove Capital located?
Maiden Cove Capital's principal office is in Yarmouth, ME, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Maiden Cove Capital registered with the SEC or a state?
Maiden Cove Capital is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 312478.
How much does Maiden Cove Capital manage?
Maiden Cove Capital reports $153,697,129 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (98% discretionary).
How have Maiden Cove Capital's assets and staff changed since 2024?
In the Form ADV data for Maiden Cove Capital: Regulatory assets under management: $109,855,457 in the October 2024 data and $153,697,129 in the October 2026 data, up 40%. Total employees: 1 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Maiden Cove Capital serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (46); pension and profit sharing plans (but not the plan participants or government pension plans) (6).
Which custodians does Maiden Cove Capital use?
Maiden Cove Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Maiden Cove Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312478
Does Maiden Cove Capital state an account minimum?
Its Form ADV Part 2A brochure dated March 17, 2026 says: "Maiden Cove’s cumulative minimum account requirement for opening and maintaining an account is $1,000,000. However, based on facts and circumstances we may, at our sole discretion, accept accounts with a lower value."
What changed in Maiden Cove Capital's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $122,292,662 to $153,697,129 (+26%). Added an office in Tampa, FL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Maiden Cove’s cumulative minimum account requirement for opening and maintaining an account is $1,000,000. However, based on facts and circumstances we may, at our sole discretion, accept accounts with a lower value.
As stated in the firm's Form ADV Part 2A brochure dated March 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$153,697,129 as of October 2026, filing dated March 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Maiden Cove Capital, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $153,697,129 | 3 | March 17, 2026 |
| October 2025 | $122,292,662 | 2 | April 28, 2025 |
| October 2024 | $109,855,457 | 1 | June 24, 2024 |
Regulatory assets under management: $109,855,457 in the October 2024 data and $153,697,129 in the October 2026 data, up 40%.
Total employees: 1 in October 2024 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $122,292,662 to $153,697,129 (+26%).
- Added an office in Tampa, FL.
- February 2026
- Registered or notice-filed in FL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Maiden Cove Capital (CRD 312478): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/maiden-cove-capital-yarmouth-me-312478