AdvisorCensus / Financial advisors / Ohio / Cleveland / M3 Wealth Management
M3 Wealth Management
Filed as M3 WEALTH MANAGEMENT · Legal name M3 Wealth Management, LLC
M3 Wealth Management is an SEC-registered investment advisory firm in North Royalton, OH, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.
Quick answers
From the filingHow is M3 Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), M3 Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does M3 Wealth Management charge?
Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $250,000: 1.5% a year; $250,001 to $500,000: 1.25% a year; $500,001 to $750,000: 1.1% a year; $750,001 to $1,000,000: 1% a year; Above $1,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is M3 Wealth Management located?
M3 Wealth Management's principal office is in North Royalton, OH, according to its Form ADV.
Is M3 Wealth Management registered with the SEC or a state?
M3 Wealth Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335612.
How much does M3 Wealth Management manage?
M3 Wealth Management reports $160,236,028 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (100% discretionary).
How have M3 Wealth Management's assets and staff changed since 2025?
In the Form ADV data for M3 Wealth Management: Regulatory assets under management: $0 in the October 2025 data and $160,236,028 in the October 2026 data. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does M3 Wealth Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (426); high net worth individuals (60).
Which custodians does M3 Wealth Management use?
M3 Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does M3 Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335612
Does M3 Wealth Management state an account minimum?
Its Form ADV Part 2A brochure dated February 24, 2026 says: "M3 does not impose a minimum portfolio size or a minimum initial investment to open an account. However, M3 does reserve the right to accept or decline a potential client for any reason in its sole discretion."
What changed in M3 Wealth Management's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $143,193,601 to $160,236,028 (+12%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $250,000 | 1.5% |
| $250,001 to $500,000 | 1.25% |
| $500,001 to $750,000 | 1.1% |
| $750,001 to $1,000,000 | 1% |
| Above $1,000,000 | See the brochure |
The brochure's wording
Following is M3’s asset based fee schedule for investment management services: FEE SCHEDULE Market Value of Assets Rate Up to $250,000 1.50% $250,001 to $500,000 1.25% $500,001 to $750,000 1.10% $750,001 to $1,000,000 1.00% $1,000,001 and above negotiable
Account minimum: None (the brochure says it may be waived or negotiated)
The brochure's wording
M3 does not impose a minimum portfolio size or a minimum initial investment to open an account. However, M3 does reserve the right to accept or decline a potential client for any reason in its sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated February 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$160,236,028 as of October 2026, filing dated February 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- M3 Wealth Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $160,236,028 | 3 | February 24, 2026 |
| October 2025 | $0 | 3 | May 16, 2025 |
Regulatory assets under management: $0 in the October 2025 data and $160,236,028 in the October 2026 data.
Total employees: 3 in October 2025 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $143,193,601 to $160,236,028 (+12%).
- February 2026
- Registered or notice-filed in FL, NC, SC, TX.
- December 2025
- Regulatory assets under management went from $0 to $143,193,601.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. M3 Wealth Management (CRD 335612): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/m3-wealth-management-north-royalton-oh-335612