AdvisorCensus / Financial advisors / District of Columbia / Washington / Lynx Investment Advisory, LLC
Lynx Investment Advisory, LLC is an SEC-registered investment advisory firm in Washington, DC, registered since 1997, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 9, 2026.
Quick answers
From the filingHow is Lynx Investment Advisory, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Lynx Investment Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.
What does Lynx Investment Advisory, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 26, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $5,000,000: 0.75% a year; $5,000,000 to $20,000,000: 0.6% a year; $20,000,000 to $40,000,000: 0.5% a year; Above $40,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Lynx Investment Advisory, LLC located?
Lynx Investment Advisory, LLC's principal office is in Washington, DC, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Lynx Investment Advisory, LLC registered with the SEC or a state?
Lynx Investment Advisory, LLC is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 111814.
How much does Lynx Investment Advisory, LLC manage?
Lynx Investment Advisory, LLC reports $1,114,497,872 in regulatory assets under management in its Form ADV filing dated April 9, 2026 (32% discretionary).
How have Lynx Investment Advisory, LLC's assets and staff changed since 2021?
In the Form ADV data for Lynx Investment Advisory, LLC: Regulatory assets under management: $844,322,666 in the October 2021 data and $1,114,497,872 in the October 2026 data, up 32%. Total employees: 11 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Lynx Investment Advisory, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (117); high net worth individuals (97); other (13).
Which custodians does Lynx Investment Advisory, LLC use?
Lynx Investment Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.
Does Lynx Investment Advisory, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111814
What changed in Lynx Investment Advisory, LLC's recent Form ADV filings?
In the May 2026 filing data: Employees performing advisory functions went from 0 to 10. Registered or notice-filed in NH.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $5,000,000 | 0.75% |
| $5,000,000 to $20,000,000 | 0.6% |
| $20,000,000 to $40,000,000 | 0.5% |
| Above $40,000,000 | See the brochure |
The brochure's wording
Lynx’s standard consulting fees are based on assets under management using the schedule below: 1.00% per year on the first $1,000,000 .75% per year on the next $4,000,000 .60% per year on the next $15,000,000 .50% per year on the next $20,000,000 Negotiable on assets above $40,000,000
As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,114,497,872 as of October 2026, filing dated April 9, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1997 (28 years)
- Employees
- Total: 13. Performing investment advisory functions: 10.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the May 2026 filing
- States registered or notice-filed
-
12 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,114,497,872 | 13 | April 9, 2026 |
| October 2025 | $1,303,950,138 | 12 | March 20, 2025 |
| October 2024 | $1,081,788,387 | 12 | March 22, 2024 |
| October 2023 | $896,026,383 | 12 | March 29, 2023 |
| October 2022 | $1,067,593,428 | 12 | March 21, 2022 |
| October 2021 | $844,322,666 | 11 | March 4, 2021 |
Regulatory assets under management: $844,322,666 in the October 2021 data and $1,114,497,872 in the October 2026 data, up 32%.
Total employees: 11 in October 2021 and 13 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Employees performing advisory functions went from 0 to 10.
- Registered or notice-filed in NH.
- April 2026
- Employees performing advisory functions went from 9 to 0.
- Regulatory assets under management went from $1,303,950,138 to $1,114,497,872 (-15%).
- Registered or notice-filed in MA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Lynx Investment Advisory, LLC (CRD 111814): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/lynx-investment-advisory-llc-washington-dc-111814