AdvisorCensus / Financial advisors / Florida / North Port / Plan Confidence Corporation
Plan Confidence Corporation is an SEC-registered investment advisory firm in Sarasota, FL, registered since 2016, with no regulatory assets under management reported in its Form ADV filing dated September 27, 2026.
Quick answers
From the filingHow is Plan Confidence Corporation compensated?
On its Form ADV (Item 5.E, October 2026), Plan Confidence Corporation reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Plan Confidence Corporation located?
Plan Confidence Corporation's principal office is in Sarasota, FL, according to its Form ADV.
Is Plan Confidence Corporation registered with the SEC or a state?
Plan Confidence Corporation is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283781.
How have Plan Confidence Corporation's assets and staff changed since 2021?
In the Form ADV data for Plan Confidence Corporation: Regulatory assets under management: $15,604 in the October 2022 data and $31,000 in the October 2024 data, up 99%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Plan Confidence Corporation report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283781
What changed in Plan Confidence Corporation's recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in MD, SC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 5, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (10 years)
- Employees
- Total: 3. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
28 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 3 | September 27, 2026 |
| October 2025 | Not reported | 3 | February 19, 2025 |
| October 2024 | $31,000 | 2 | September 3, 2024 |
| October 2023 | $75,340 | 2 | August 8, 2023 |
| October 2022 | $15,604 | 3 | August 30, 2022 |
| October 2021 | Not reported | 2 | September 2, 2021 |
Regulatory assets under management: $15,604 in the October 2022 data and $31,000 in the October 2024 data, up 99%.
Total employees: 2 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in MD, SC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Plan Confidence Corporation (CRD 283781): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/plan-confidence-corporation-sarasota-fl-283781