AdvisorCensus / Financial advisors / Tennessee / Knoxville / Leading Edge Financial Planning LLC
Leading Edge Financial Planning LLC is an SEC-registered investment advisory firm in Knoxville, TN, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 2, 2026.
Quick answers
From the filingHow is Leading Edge Financial Planning LLC compensated?
On its Form ADV (Item 5.E, October 2026), Leading Edge Financial Planning LLC reports these compensation arrangements: a percentage of assets under its management.
What does Leading Edge Financial Planning LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated July 20, 2026 states: Up to $250,000: 1% a year; $250,001 to $1,000,000: 0.95% a year; $1,000,001 to $2,000,000: 0.85% a year; $2,000,001 to $3,000,000: 0.75% a year; $3,000,001 to $5,000,000: 0.65% a year; $5,000,001 to $7,000,000: 0.55% a year; Above $7,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Leading Edge Financial Planning LLC located?
Leading Edge Financial Planning LLC's principal office is in Knoxville, TN, according to its Form ADV.
Is Leading Edge Financial Planning LLC registered with the SEC or a state?
Leading Edge Financial Planning LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 277149.
How much does Leading Edge Financial Planning LLC manage?
Leading Edge Financial Planning LLC reports $521,784,881 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).
How have Leading Edge Financial Planning LLC's assets and staff changed since 2021?
In the Form ADV data for Leading Edge Financial Planning LLC: Regulatory assets under management: $135,209,171 in the October 2021 data and $521,784,881 in the October 2026 data, up 286%. Total employees: 7 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Leading Edge Financial Planning LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (193); individuals (other than high net worth individuals) (109).
Which custodians does Leading Edge Financial Planning LLC use?
Leading Edge Financial Planning LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Leading Edge Financial Planning LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/277149
Does Leading Edge Financial Planning LLC state an account minimum?
Its Form ADV Part 2A brochure dated July 20, 2026 says: "LEFP generally does not impose a minimum relationship size."
What changed in Leading Edge Financial Planning LLC's recent Form ADV filings?
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $250,000 | 1% |
| $250,001 to $1,000,000 | 0.95% |
| $1,000,001 to $2,000,000 | 0.85% |
| $2,000,001 to $3,000,000 | 0.75% |
| $3,000,001 to $5,000,000 | 0.65% |
| $5,000,001 to $7,000,000 | 0.55% |
| Above $7,000,000 | See the brochure |
The brochure's wording
Wealth management fees are based on the following schedule: Assets Under Management ($) Annual Rate (%) Up to $250,000 1.00% $250,001 to $1,000,000 0.95% $1,000,001 to $2,000,000 0.85% $2,000,001 to $3,000,000 0.75% $3,000,001 to $5,000,000 0.65% $5,000,001 to $7,000,000 0.55% $7,000,001 and Over Negotiable
Fees may be negotiable at the sole discretion of the Advisor.
Account minimum: None
The brochure's wording
LEFP generally does not impose a minimum relationship size.
Minimum annual fee: $2,400
The brochure's wording
LEFP generally requires a minimum fee of $2,400 to effectively implement its wealth management services.
As stated in the firm's Form ADV Part 2A brochure dated July 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$521,784,881 as of October 2026, filing dated September 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 15. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
21 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $521,784,881 | 15 | September 2, 2026 |
| October 2025 | $360,175,782 | 13 | June 5, 2025 |
| October 2024 | $273,667,200 | 12 | March 19, 2024 |
| October 2023 | $192,974,046 | 10 | September 11, 2023 |
| October 2022 | $174,194,072 | 10 | June 28, 2022 |
| October 2021 | $135,209,171 | 7 | August 16, 2021 |
Regulatory assets under management: $135,209,171 in the October 2021 data and $521,784,881 in the October 2026 data, up 286%.
Total employees: 7 in October 2021 and 15 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Updated its list of owners and control persons (Schedule A).
- May 2026
- Registered or notice-filed in OH.
- April 2026
- Employees performing advisory functions went from 7 to 9.
- Regulatory assets under management went from $360,175,782 to $521,784,881 (+45%).
- December 2025
- Registered or notice-filed in NJ.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Leading Edge Financial Planning LLC (CRD 277149): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/leading-edge-financial-planning-llc-knoxville-tn-277149