AdvisorCensus / Financial advisors / Texas / Dallas / LD Lowe Wealth Advisory
LD Lowe Wealth Advisory
Filed as LD LOWE WEALTH ADVISORY · Legal name L.D. Lowe Wealth Advisory, Inc.
LD Lowe Wealth Advisory is an SEC-registered investment advisory firm in Richardson, TX, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is LD Lowe Wealth Advisory compensated?
On its Form ADV (Item 5.E, October 2026), LD Lowe Wealth Advisory reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does LD Lowe Wealth Advisory charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $500 an hour (consulting services); Hourly rate: $500 an hour (philanthropic counseling & management services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is LD Lowe Wealth Advisory located?
LD Lowe Wealth Advisory's principal office is in Richardson, TX, according to its Form ADV.
Is LD Lowe Wealth Advisory registered with the SEC or a state?
LD Lowe Wealth Advisory is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 136596.
How much does LD Lowe Wealth Advisory manage?
LD Lowe Wealth Advisory reports $118,813,315 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have LD Lowe Wealth Advisory's assets and staff changed since 2021?
In the Form ADV data for LD Lowe Wealth Advisory: Regulatory assets under management: $135,539,746 in the October 2021 data and $118,813,315 in the October 2026 data, down 12%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does LD Lowe Wealth Advisory serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (238); high net worth individuals (26).
Which custodians does LD Lowe Wealth Advisory use?
LD Lowe Wealth Advisory's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists ETC Brokerage Services, LLC as a custodian holding 10% or more of its separately managed account assets.
Does LD Lowe Wealth Advisory report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136596
What changed in LD Lowe Wealth Advisory's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Hourly rate: $500 an hour (consulting services)
The brochure's wording
Our minimum hourly fee is $500 per hour.
Hourly rate: $500 an hour (philanthropic counseling & management services)
The brochure's wording
We will charge $500.00 per hour for philanthropic counseling & management services.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$118,813,315 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- L.D. Lowe Wealth Advisory, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2005 (20 years)
- Employees
- Total: 8. Performing investment advisory functions: 2.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $118,813,315 | 8 | March 30, 2026 |
| October 2025 | $119,217,996 | 7 | March 25, 2025 |
| October 2024 | $109,842,303 | 6 | March 10, 2024 |
| October 2023 | $113,679,430 | 9 | May 8, 2023 |
| October 2022 | $120,140,383 | 7 | June 8, 2022 |
| October 2021 | $135,539,746 | 7 | September 28, 2021 |
Regulatory assets under management: $135,539,746 in the October 2021 data and $118,813,315 in the October 2026 data, down 12%.
Total employees: 7 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 1 to 2.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. LD Lowe Wealth Advisory (CRD 136596): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ld-lowe-wealth-advisory-richardson-tx-136596