AdvisorCensus / Financial advisors / Texas / Dallas / GFN Capital Management
GFN Capital Management
Filed as GFN CAPITAL MANAGEMENT · Legal name Glazer Capital Management, LLC
GFN Capital Management is an SEC-registered investment advisory firm in Richardson, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 7, 2026.
Quick answers
From the filingHow is GFN Capital Management compensated?
On its Form ADV (Item 5.E, October 2026), GFN Capital Management reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).
Where is GFN Capital Management located?
GFN Capital Management's principal office is in Richardson, TX, according to its Form ADV.
Is GFN Capital Management registered with the SEC or a state?
GFN Capital Management is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 139403.
How much does GFN Capital Management manage?
GFN Capital Management reports $120,053,264 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (92% discretionary).
What types of clients does GFN Capital Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (190); high net worth individuals (121); pension and profit sharing plans (but not the plan participants or government pension plans) (54).
Which custodians does GFN Capital Management use?
GFN Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Trust Based Custodian as a custodian holding 10% or more of its separately managed account assets.
Does GFN Capital Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139403
Does GFN Capital Management state an account minimum?
Its Form ADV Part 2A brochure dated May 27, 2026 says: "Our firm does not require a minimum account balance to open and maintain an account for our investment management services and fees may be negotiated in certain circumstances."
What changed in GFN Capital Management's recent Form ADV filings?
In the August 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None (the brochure says it may be waived or negotiated)
The brochure's wording
Our firm does not require a minimum account balance to open and maintain an account for our investment management services and fees may be negotiated in certain circumstances.
As stated in the firm's Form ADV Part 2A brochure dated May 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$120,053,264 as of October 2026, filing dated July 7, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- Glazer Capital Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. GFN Capital Management (CRD 139403): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/gfn-capital-management-richardson-tx-139403