AdvisorCensus / Financial advisors / Minnesota / Minneapolis / Laurel Wealth Planning
Laurel Wealth Planning
Filed as LAUREL WEALTH PLANNING · Legal name Laurel Wealth Planning LLC
Laurel Wealth Planning is an SEC-registered investment advisory firm in Edina, MN, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 26, 2026.
Quick answers
From the filingHow is Laurel Wealth Planning compensated?
On its Form ADV (Item 5.E, October 2026), Laurel Wealth Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges.
What does Laurel Wealth Planning's brochure say about its fees?
Its Form ADV Part 2A brochure dated May 26, 2026 states: Up to $200,000: 1.25% a year; $200,000 to $500,000: 1% a year; $500,000 to $1,300,000: 0.9% a year; $1,300,000 to $2,300,000: 0.85% a year; $2,300,000 to $4,300,000: 0.7% a year; $4,300,000 to $7,800,000: 0.6% a year; $7,800,000 to $20,000,000: 0.5% a year; Above $20,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Laurel Wealth Planning located?
Laurel Wealth Planning's principal office is in Edina, MN, according to its Form ADV.
Is Laurel Wealth Planning registered with the SEC or a state?
Laurel Wealth Planning is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 122035.
How much does Laurel Wealth Planning manage?
Laurel Wealth Planning reports $453,642,492 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (99% discretionary).
How have Laurel Wealth Planning's assets and staff changed since 2021?
In the Form ADV data for Laurel Wealth Planning: Regulatory assets under management: $261,763,142 in the October 2021 data and $453,642,492 in the October 2026 data, up 73%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Laurel Wealth Planning serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (129); individuals (other than high net worth individuals) (48).
Which custodians does Laurel Wealth Planning use?
Laurel Wealth Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Laurel Wealth Planning report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122035
What changed in Laurel Wealth Planning's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $395,558,975 to $453,642,492 (+15%). Registered or notice-filed in TX.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $200,000 | 1.25% |
| $200,000 to $500,000 | 1% |
| $500,000 to $1,300,000 | 0.9% |
| $1,300,000 to $2,300,000 | 0.85% |
| $2,300,000 to $4,300,000 | 0.7% |
| $4,300,000 to $7,800,000 | 0.6% |
| $7,800,000 to $20,000,000 | 0.5% |
| Above $20,000,000 | See the brochure |
The brochure's wording
LWP charges most of its clients an annual investment management fee based on the following schedule:
First $ 200,000 0.31250 % 1.25 %
Next $ 300,000 0.25000 % 1.00 %
Next $ 800,000 0.22500 % 0.90 %
Next $ 1,000,000 0.21250 % 0.85 %
Next $ 2,000,000 0.17500 % 0.70 %
Next $ 3,500,000 0.15000 % 0.60 %
Next $ 12,200,000 0.12500 % 0.50 %
Over $ 20,000,000 Negotiable Negotiable
All fees may be negotiated at the Adviser’s choice.
As stated in the firm's Form ADV Part 2A brochure dated May 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$453,642,492 as of October 2026, filing dated May 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Laurel Wealth Planning LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 8. Performing investment advisory functions: 6.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $453,642,492 | 8 | May 26, 2026 |
| October 2025 | $395,558,975 | 8 | May 28, 2025 |
| October 2024 | $354,710,057 | 7 | June 22, 2024 |
| October 2023 | $331,763,050 | 8 | April 10, 2023 |
| October 2022 | $341,786,534 | 8 | September 28, 2022 |
| October 2021 | $261,763,142 | 8 | August 16, 2021 |
Regulatory assets under management: $261,763,142 in the October 2021 data and $453,642,492 in the October 2026 data, up 73%.
Total employees: 8 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $395,558,975 to $453,642,492 (+15%).
- Registered or notice-filed in TX.
- December 2025
- Employees performing advisory functions went from 8 to 6.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Laurel Wealth Planning (CRD 122035): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/laurel-wealth-planning-edina-mn-122035